0001144204-19-018512.txt : 20190405
0001144204-19-018512.hdr.sgml : 20190405
20190405195803
ACCESSION NUMBER: 0001144204-19-018512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190403
FILED AS OF DATE: 20190405
DATE AS OF CHANGE: 20190405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAXTON PAMELA L
CENTRAL INDEX KEY: 0001247592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37481
FILM NUMBER: 19736232
MAIL ADDRESS:
STREET 1: 4836 W FAIR AVE
CITY: LITTLETON
STATE: CO
ZIP: 80123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pershing Gold Corp.
CENTRAL INDEX KEY: 0001432196
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 260657736
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
BUSINESS PHONE: (877) 705-9357
MAIL ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: Sagebrush Gold Ltd.
DATE OF NAME CHANGE: 20110519
FORMER COMPANY:
FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co.
DATE OF NAME CHANGE: 20101005
FORMER COMPANY:
FORMER CONFORMED NAME: Excel Global, Inc.
DATE OF NAME CHANGE: 20080411
4
1
tv518330_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-04-03
1
0001432196
Pershing Gold Corp.
PGLC
0001247592
SAXTON PAMELA L
1658 COLE BLVD., BLDG. 6, SUITE 210
LAKEWOOD
CO
80401
1
0
0
0
Restricted Stock Units
0
2019-04-03
4
D
0
8621
D
Common Stock
8621
0
D
Restricted Stock Units
0
2019-04-03
4
D
0
10000
D
Common Stock
10000
0
D
This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share.
8,621 restricted stock units granted October 30, 2017; 2,873 units vested October 30, 2018, all remaining units vested on the Closing Date.
10,000 vested restricted stock units granted January 29, 2018.
Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit.
Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date.
/s/ Eric Alexander, as attorney-in-fact
2019-04-05