0001144204-19-018512.txt : 20190405 0001144204-19-018512.hdr.sgml : 20190405 20190405195803 ACCESSION NUMBER: 0001144204-19-018512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190403 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAXTON PAMELA L CENTRAL INDEX KEY: 0001247592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37481 FILM NUMBER: 19736232 MAIL ADDRESS: STREET 1: 4836 W FAIR AVE CITY: LITTLETON STATE: CO ZIP: 80123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pershing Gold Corp. CENTRAL INDEX KEY: 0001432196 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 260657736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 BUSINESS PHONE: (877) 705-9357 MAIL ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: Sagebrush Gold Ltd. DATE OF NAME CHANGE: 20110519 FORMER COMPANY: FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co. DATE OF NAME CHANGE: 20101005 FORMER COMPANY: FORMER CONFORMED NAME: Excel Global, Inc. DATE OF NAME CHANGE: 20080411 4 1 tv518330_4.xml OWNERSHIP DOCUMENT X0306 4 2019-04-03 1 0001432196 Pershing Gold Corp. PGLC 0001247592 SAXTON PAMELA L 1658 COLE BLVD., BLDG. 6, SUITE 210 LAKEWOOD CO 80401 1 0 0 0 Restricted Stock Units 0 2019-04-03 4 D 0 8621 D Common Stock 8621 0 D Restricted Stock Units 0 2019-04-03 4 D 0 10000 D Common Stock 10000 0 D This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share. 8,621 restricted stock units granted October 30, 2017; 2,873 units vested October 30, 2018, all remaining units vested on the Closing Date. 10,000 vested restricted stock units granted January 29, 2018. Cancelled at the Closing Date and converted into the right to receive 0.715 of a common share of American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit. Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date. /s/ Eric Alexander, as attorney-in-fact 2019-04-05