0001144204-16-088975.txt : 20160318
0001144204-16-088975.hdr.sgml : 20160318
20160318172852
ACCESSION NUMBER: 0001144204-16-088975
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160314
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRISON THOMAS L
CENTRAL INDEX KEY: 0001247340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 161517010
4
1
v434753_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-14
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001247340
HARRISON THOMAS L
C/O FIFTH STREET ASSET MANAGEMENT
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
0
0
0
Option (right to buy)
3.28
2016-03-14
4
A
0
20000
0
A
2021-03-14
Class A Common Stock
20000
20000
D
The option will vest, in full, on the earlier to occur of the one-year anniversary of the date of grant and the date that is immediately prior to the first annual meeting of the Issuer's stockholders occurring after the date of grant. The date of grant of the option was March 14, 2016.
/s/ Kerry S. Acocella, as attorney-in-fact for Thomas L. Harrison
2016-03-18