0000902664-19-004407.txt : 20191121 0000902664-19-004407.hdr.sgml : 20191121 20191121161049 ACCESSION NUMBER: 0000902664-19-004407 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001595082 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237519 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-446-4000 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Davidson Kempner Capital Management LP DATE OF NAME CHANGE: 20131220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEMPNER THOMAS L JR CENTRAL INDEX KEY: 0001247119 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237520 MAIL ADDRESS: STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOSELOFF ANTHONY ALEXANDER CENTRAL INDEX KEY: 0001308274 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237521 MAIL ADDRESS: STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Yoseloff Anthony Alexander DATE OF NAME CHANGE: 20041109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASTABLE CONOR CENTRAL INDEX KEY: 0001491625 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237522 MAIL ADDRESS: STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN AVRAM Z CENTRAL INDEX KEY: 0001391844 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237523 MAIL ADDRESS: STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Friedman Avram Z DATE OF NAME CHANGE: 20070302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contura Energy, Inc. CENTRAL INDEX KEY: 0001704715 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 340 MARTIN LUTHER KING JR. BLVD. CITY: BRISTOL STATE: TN ZIP: 37620 BUSINESS PHONE: (423) 573-0300 MAIL ADDRESS: STREET 1: 340 MARTIN LUTHER KING JR. BLVD. CITY: BRISTOL STATE: TN ZIP: 37620 3 1 ownership.xml X0206 3 2019-11-14 0 0001704715 Contura Energy, Inc. CTRA 0001595082 DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 520 MADISON AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001247119 KEMPNER THOMAS L JR DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001308274 YOSELOFF ANTHONY ALEXANDER DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001491625 BASTABLE CONOR DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001391844 FRIEDMAN AVRAM Z DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 ("Common Stock") 1876285 I See footnotes Equity Swaps (obligation to buy) 52.4762 2021-04-29 Common Stock 35490 I See footnotes Equity Swaps (obligation to buy) 52.6602 2021-04-29 Common Stock 14337 I See footnotes Equity Swaps (obligation to buy) 52.7 2021-04-29 Common Stock 159 I See footnotes Equity Swaps (obligation to buy) 52.7048 2021-04-29 Common Stock 10062 I See footnotes Equity Swaps (obligation to buy) 52.7235 2021-04-29 Common Stock 20341 I See footnotes Equity Swaps (obligation to buy) 52.7379 2021-04-29 Common Stock 31822 I See footnotes Equity Swaps (obligation to buy) 52.7508 2021-04-29 Common Stock 48830 I See footnotes Equity Swaps (obligation to buy) 52.7546 2021-04-29 Common Stock 4201 I See footnotes Equity Swaps (obligation to buy) 52.7553 2021-04-29 Common Stock 19774 I See footnotes Equity Swaps (obligation to buy) 52.762 2021-04-29 Common Stock 14992 I See footnotes Equity Swaps (obligation to buy) 52.77 2021-04-29 Common Stock 1 I See footnotes Equity Swaps (obligation to buy) 52.7729 2021-04-29 Common Stock 2419 I See footnotes Equity Swaps (obligation to buy) 54.0691 2021-04-29 Common Stock 22786 I See footnotes Equity Swaps (obligation to buy) 54.1933 2021-04-29 Common Stock 32448 I See footnotes Equity Swaps (obligation to buy) 54.5797 2021-04-29 Common Stock 11841 I See footnotes Equity Swaps (obligation to buy) 54.895 2021-04-29 Common Stock 200 I See footnotes Equity Swaps (obligation to buy) 55.4219 2021-04-29 Common Stock 1805 I See footnotes Equity Swaps (obligation to buy) 55.4786 2021-04-29 Common Stock 22861 I See footnotes Equity Swaps (obligation to buy) 55.4871 2021-04-29 Common Stock 13388 I See footnotes Equity Swaps (obligation to buy) 55.5297 2021-04-29 Common Stock 1908 I See footnotes Equity Swaps (obligation to buy) 55.53 2021-04-29 Common Stock 100 I See footnotes Equity Swaps (obligation to buy) 55.9528 2021-04-29 Common Stock 15000 I See footnotes Equity Swaps (obligation to buy) 56.4894 2021-04-29 Common Stock 22022 I See footnotes Equity Swaps (obligation to buy) 56.6081 2021-04-29 Common Stock 3399 I See footnotes Equity Swaps (obligation to buy) 56.7211 2021-04-29 Common Stock 49514 I See footnotes Equity Swaps (obligation to buy) 57.2533 2021-04-29 Common Stock 300 I See footnotes Equity Swaps (obligation to buy) 72.95 2020-05-11 Common Stock 375000 I See footnotes The securities reported on this line are held directly by (i) M. H. Davidson & Co., a New York limited partnership ("CO"), (ii) Davidson Kempner Partners, a New York limited partnership ("DKP"), (iii) Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), (iv) Davidson Kempner International, Ltd., a British Virgin Islands business company ("DKIL"), (v) Davidson Kempner Distressed Opportunities Fund LP, a Delaware limited partnership ("DKDOF"), (vi) Davidson Kempner Distressed Opportunities International Ltd., a Cayman Islands exempted company ("DKDOI") and (vii) DKLDO IV Trading Subsidiary LP, a Cayman Islands exempted limited partnership ("DKLDO"). M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company is the general partner of MHD. Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. Davidson Kempner Capital Management LP, a Delaware limited partnership, is the investment manager of DKIL. DK Group LLC, a Delaware limited liability company, is the general partner of DKDOF. DK Management Partners LP, a Delaware limited partnership, is the investment manager of DKDOI. Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, a Delaware limited liability company, is the general partner of DKLDO. Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to each of CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO either directly or by virtue of a sub-advisory agreement with the investment manager of the relevant fund. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler and Joshua D. Morris. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO reported herein. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. The securities reported on this line are held directly by DKLDO. The securities reported on this line are held directly by (i) CO, (ii) DKP, (iii) DKIP, (iv) DKIL, (v) DKDOF and (vi) DKDOI. These cash-settled equity swaps can be settled at any time at any time prior to the expiration date. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Persons in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II or (ii) the Reporting Persons will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission. /s/ Davidson Kempner Capital Management LP, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ Thomas L. Kempner, Jr. 2019-11-21 /s/ Anthony A. Yoseloff 2019-11-21 /s/ Avram Z. Friedman 2019-11-21 /s/ Conor Bastable 2019-11-21