0000902664-19-004407.txt : 20191121
0000902664-19-004407.hdr.sgml : 20191121
20191121161049
ACCESSION NUMBER: 0000902664-19-004407
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191121
DATE AS OF CHANGE: 20191121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001595082
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237519
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-446-4000
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Davidson Kempner Capital Management LP
DATE OF NAME CHANGE: 20131220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEMPNER THOMAS L JR
CENTRAL INDEX KEY: 0001247119
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237520
MAIL ADDRESS:
STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOSELOFF ANTHONY ALEXANDER
CENTRAL INDEX KEY: 0001308274
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237521
MAIL ADDRESS:
STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Yoseloff Anthony Alexander
DATE OF NAME CHANGE: 20041109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASTABLE CONOR
CENTRAL INDEX KEY: 0001491625
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237522
MAIL ADDRESS:
STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN AVRAM Z
CENTRAL INDEX KEY: 0001391844
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237523
MAIL ADDRESS:
STREET 1: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Friedman Avram Z
DATE OF NAME CHANGE: 20070302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contura Energy, Inc.
CENTRAL INDEX KEY: 0001704715
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 340 MARTIN LUTHER KING JR. BLVD.
CITY: BRISTOL
STATE: TN
ZIP: 37620
BUSINESS PHONE: (423) 573-0300
MAIL ADDRESS:
STREET 1: 340 MARTIN LUTHER KING JR. BLVD.
CITY: BRISTOL
STATE: TN
ZIP: 37620
3
1
ownership.xml
X0206
3
2019-11-14
0
0001704715
Contura Energy, Inc.
CTRA
0001595082
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
520 MADISON AVENUE
30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001247119
KEMPNER THOMAS L JR
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001308274
YOSELOFF ANTHONY ALEXANDER
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001491625
BASTABLE CONOR
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001391844
FRIEDMAN AVRAM Z
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock, par value $0.01 ("Common Stock")
1876285
I
See footnotes
Equity Swaps (obligation to buy)
52.4762
2021-04-29
Common Stock
35490
I
See footnotes
Equity Swaps (obligation to buy)
52.6602
2021-04-29
Common Stock
14337
I
See footnotes
Equity Swaps (obligation to buy)
52.7
2021-04-29
Common Stock
159
I
See footnotes
Equity Swaps (obligation to buy)
52.7048
2021-04-29
Common Stock
10062
I
See footnotes
Equity Swaps (obligation to buy)
52.7235
2021-04-29
Common Stock
20341
I
See footnotes
Equity Swaps (obligation to buy)
52.7379
2021-04-29
Common Stock
31822
I
See footnotes
Equity Swaps (obligation to buy)
52.7508
2021-04-29
Common Stock
48830
I
See footnotes
Equity Swaps (obligation to buy)
52.7546
2021-04-29
Common Stock
4201
I
See footnotes
Equity Swaps (obligation to buy)
52.7553
2021-04-29
Common Stock
19774
I
See footnotes
Equity Swaps (obligation to buy)
52.762
2021-04-29
Common Stock
14992
I
See footnotes
Equity Swaps (obligation to buy)
52.77
2021-04-29
Common Stock
1
I
See footnotes
Equity Swaps (obligation to buy)
52.7729
2021-04-29
Common Stock
2419
I
See footnotes
Equity Swaps (obligation to buy)
54.0691
2021-04-29
Common Stock
22786
I
See footnotes
Equity Swaps (obligation to buy)
54.1933
2021-04-29
Common Stock
32448
I
See footnotes
Equity Swaps (obligation to buy)
54.5797
2021-04-29
Common Stock
11841
I
See footnotes
Equity Swaps (obligation to buy)
54.895
2021-04-29
Common Stock
200
I
See footnotes
Equity Swaps (obligation to buy)
55.4219
2021-04-29
Common Stock
1805
I
See footnotes
Equity Swaps (obligation to buy)
55.4786
2021-04-29
Common Stock
22861
I
See footnotes
Equity Swaps (obligation to buy)
55.4871
2021-04-29
Common Stock
13388
I
See footnotes
Equity Swaps (obligation to buy)
55.5297
2021-04-29
Common Stock
1908
I
See footnotes
Equity Swaps (obligation to buy)
55.53
2021-04-29
Common Stock
100
I
See footnotes
Equity Swaps (obligation to buy)
55.9528
2021-04-29
Common Stock
15000
I
See footnotes
Equity Swaps (obligation to buy)
56.4894
2021-04-29
Common Stock
22022
I
See footnotes
Equity Swaps (obligation to buy)
56.6081
2021-04-29
Common Stock
3399
I
See footnotes
Equity Swaps (obligation to buy)
56.7211
2021-04-29
Common Stock
49514
I
See footnotes
Equity Swaps (obligation to buy)
57.2533
2021-04-29
Common Stock
300
I
See footnotes
Equity Swaps (obligation to buy)
72.95
2020-05-11
Common Stock
375000
I
See footnotes
The securities reported on this line are held directly by (i) M. H. Davidson & Co., a New York limited partnership ("CO"), (ii) Davidson Kempner Partners, a New York limited partnership ("DKP"), (iii) Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), (iv) Davidson Kempner International, Ltd., a British Virgin Islands business company ("DKIL"), (v) Davidson Kempner Distressed Opportunities Fund LP, a Delaware limited partnership ("DKDOF"), (vi) Davidson Kempner Distressed Opportunities International Ltd., a Cayman Islands exempted company ("DKDOI") and (vii) DKLDO IV Trading Subsidiary LP, a Cayman Islands exempted limited partnership ("DKLDO").
M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company is the general partner of MHD. Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. Davidson Kempner Capital Management LP, a Delaware limited partnership, is the investment manager of DKIL. DK Group LLC, a Delaware limited liability company, is the general partner of DKDOF. DK Management Partners LP, a Delaware limited partnership, is the investment manager of DKDOI. Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, a Delaware limited liability company, is the general partner of DKLDO.
Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to each of CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO either directly or by virtue of a sub-advisory agreement with the investment manager of the relevant fund. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler and Joshua D. Morris. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO reported herein.
The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
The securities reported on this line are held directly by DKLDO.
The securities reported on this line are held directly by (i) CO, (ii) DKP, (iii) DKIP, (iv) DKIL, (v) DKDOF and (vi) DKDOI.
These cash-settled equity swaps can be settled at any time at any time prior to the expiration date.
Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Persons in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II or (ii) the Reporting Persons will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II.
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
/s/ Davidson Kempner Capital Management LP, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ Thomas L. Kempner, Jr.
2019-11-21
/s/ Anthony A. Yoseloff
2019-11-21
/s/ Avram Z. Friedman
2019-11-21
/s/ Conor Bastable
2019-11-21