0000950142-21-000999.txt : 20210317 0000950142-21-000999.hdr.sgml : 20210317 20210317202336 ACCESSION NUMBER: 0000950142-21-000999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADIN ROGER CENTRAL INDEX KEY: 0001246989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38518 FILM NUMBER: 21752580 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO., INC. STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertiv Holdings Co CENTRAL INDEX KEY: 0001674101 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 812376902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 DEARBORN DRIVE CITY: COLUMBUS STATE: OH ZIP: 43085 BUSINESS PHONE: (614) 888-0246 MAIL ADDRESS: STREET 1: 1050 DEARBORN DRIVE CITY: COLUMBUS STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: GS Acquisition Holdings Corp DATE OF NAME CHANGE: 20160510 4 1 es210138587_4-fradin.xml OWNERSHIP DOCUMENT X0306 4 2021-01-15 0 0001674101 Vertiv Holdings Co VRT 0001246989 FRADIN ROGER C/O VERTIV HOLDINGS CO 1050 DEARBORN DR COLUMBUS OH 43085 1 0 0 0 Class A common stock 2021-01-15 4 M 0 33333 A 368333 D Redeemable warrants 2021-01-15 4 M 0 33333 D Class A common stock 33333 0 D The redeemable warrants reported herein were included within 100,000 units purchased by the reporting person on June 8, 2018 for $10.00 per unit. Each such unit consisted of one share of Class A common stock and one-third of one redeemable warrant. Each whole warrant was exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The company announced the notice of redemption of its public warrants ("Notice") in Form 8-K filed with the United States Securities and Exchange Commission on December 17, 2020. In connection with the Notice, the Reporting Owner exercised the warrants for shares of Class A common stock at an exercise price of $11.50 per share. /s/ Eric Boxterman, as attorney-in-fact 2021-03-17