0000899243-21-044850.txt : 20211116
0000899243-21-044850.hdr.sgml : 20211116
20211116165838
ACCESSION NUMBER: 0000899243-21-044850
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211112
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRADIN ROGER
CENTRAL INDEX KEY: 0001246989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40456
FILM NUMBER: 211416982
MAIL ADDRESS:
STREET 1: C/O MSC INDUSTRIAL DIRECT CO., INC.
STREET 2: 75 MAXESS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Janus International Group, Inc.
CENTRAL INDEX KEY: 0001839839
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 135 JANUS INTERNATIONAL BLVD.
CITY: TEMPLE
STATE: GA
ZIP: 30179
BUSINESS PHONE: (866) 562-2580
MAIL ADDRESS:
STREET 1: 135 JANUS INTERNATIONAL BLVD.
CITY: TEMPLE
STATE: GA
ZIP: 30179
FORMER COMPANY:
FORMER CONFORMED NAME: Janus Parent, Inc.
DATE OF NAME CHANGE: 20210111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-12
0
0001839839
Janus International Group, Inc.
JBI
0001246989
FRADIN ROGER
C/O JANUS INTERNATIONAL GROUP, INC.
135 JANUS INTERNATIONAL BLVD.
TEMPLE
GA
30179
1
0
0
0
Common Stock, par value $0.0001 per share ("Common Stock")
2021-11-12
4
M
0
820000
0.00
A
3119499
I
By: The Fradin Community Property Revocable Trust
Common Stock
2021-11-12
4
F
0
574000
0.00
D
2545499
I
By: The Fradin Community Property Revocable Trust
Common Stock
2021-11-12
4
M
0
205000
0.00
A
779874
I
By Juniper GRAT Trust
Common Stock
2021-11-12
4
F
0
143500
0.00
D
636374
I
By Juniper GRAT Trust
Warrants
11.50
2021-11-12
4
M
0
820000
0.00
D
2021-07-07
2026-06-07
Common Stock
820000
0
I
By: The Fradin Community Property Revocable Trust
Warrants
11.50
2021-11-12
4
M
0
205000
0.00
D
2021-07-07
2026-06-07
Common Stock
205000
0
I
By Juniper GRAT Trust
On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis.
The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by the Fradin Community Property Revocable Trust. Prior to giving effect to the transaction, the Reporting Person transferred all shares of Common Stock and Warrants previously reported as held directly to The Fradin Community Property Revocable Trust, of which the Reporting Person is a trustee and beneficiary.
The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by The Juniper GRAT Trust.
/s/ Scott Sannes, as Attorney-in-Fact for Roger Fradin
2021-11-16