0000899243-21-044850.txt : 20211116 0000899243-21-044850.hdr.sgml : 20211116 20211116165838 ACCESSION NUMBER: 0000899243-21-044850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211112 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRADIN ROGER CENTRAL INDEX KEY: 0001246989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40456 FILM NUMBER: 211416982 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO., INC. STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Janus International Group, Inc. CENTRAL INDEX KEY: 0001839839 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 135 JANUS INTERNATIONAL BLVD. CITY: TEMPLE STATE: GA ZIP: 30179 BUSINESS PHONE: (866) 562-2580 MAIL ADDRESS: STREET 1: 135 JANUS INTERNATIONAL BLVD. CITY: TEMPLE STATE: GA ZIP: 30179 FORMER COMPANY: FORMER CONFORMED NAME: Janus Parent, Inc. DATE OF NAME CHANGE: 20210111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-12 0 0001839839 Janus International Group, Inc. JBI 0001246989 FRADIN ROGER C/O JANUS INTERNATIONAL GROUP, INC. 135 JANUS INTERNATIONAL BLVD. TEMPLE GA 30179 1 0 0 0 Common Stock, par value $0.0001 per share ("Common Stock") 2021-11-12 4 M 0 820000 0.00 A 3119499 I By: The Fradin Community Property Revocable Trust Common Stock 2021-11-12 4 F 0 574000 0.00 D 2545499 I By: The Fradin Community Property Revocable Trust Common Stock 2021-11-12 4 M 0 205000 0.00 A 779874 I By Juniper GRAT Trust Common Stock 2021-11-12 4 F 0 143500 0.00 D 636374 I By Juniper GRAT Trust Warrants 11.50 2021-11-12 4 M 0 820000 0.00 D 2021-07-07 2026-06-07 Common Stock 820000 0 I By: The Fradin Community Property Revocable Trust Warrants 11.50 2021-11-12 4 M 0 205000 0.00 D 2021-07-07 2026-06-07 Common Stock 205000 0 I By Juniper GRAT Trust On October 13, 2021, Janus International Group, Inc. ("Janus") delivered a notice of redemption to holders of all outstanding warrants (the "Warrants") to purchase shares of Common Stock, par value $0.0001 per share (the "Common Stock"). Pursuant to the terms of the outstanding warrant agreements applicable to the Warrants, the Reporting Person elected on the applicable transaction dates to exercise all Warrants on a cashless basis. The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by the Fradin Community Property Revocable Trust. Prior to giving effect to the transaction, the Reporting Person transferred all shares of Common Stock and Warrants previously reported as held directly to The Fradin Community Property Revocable Trust, of which the Reporting Person is a trustee and beneficiary. The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by The Juniper GRAT Trust. /s/ Scott Sannes, as Attorney-in-Fact for Roger Fradin 2021-11-16