0001209191-19-042754.txt : 20190719
0001209191-19-042754.hdr.sgml : 20190719
20190719160416
ACCESSION NUMBER: 0001209191-19-042754
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190717
FILED AS OF DATE: 20190719
DATE AS OF CHANGE: 20190719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EIN MARK
CENTRAL INDEX KEY: 0001246840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 19963509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capitol Acquisition Management 2 LLC
CENTRAL INDEX KEY: 0001575357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 19963510
BUSINESS ADDRESS:
STREET 1: 509 7TH STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202-654-7060
MAIL ADDRESS:
STREET 1: 509 7TH STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-17
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001246840
EIN MARK
96 MORTON STREET
NEW YORK
NY
10014
1
0
1
0
0001575357
Capitol Acquisition Management 2 LLC
96 MORTON STREET
NEW YORK
NY
10014
0
0
1
0
Common Stock
2019-07-17
4
A
0
135712
A
4962278
D
Common Stock
2019-07-17
4
A
0
1406087
A
4962278
I
See footnote
Warrants
11.50
2019-07-17
4
D
0
352500
D
2015-07-08
2020-07-08
Common Stock
352500
0
D
Warrants
11.50
2019-07-17
4
D
0
3652175
D
2015-07-08
2020-07-08
Common Stock
3652175
0
I
See footnote
On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.
Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.
Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.
/s/ Mark D. Ein
2019-07-19
Capitol Acquisition Management 2 LLC, By: Leland Investments Inc., By: /s/ Mark D. Ein
2019-07-19