0001515156-13-000023.txt : 20131108 0001515156-13-000023.hdr.sgml : 20131108 20131108114000 ACCESSION NUMBER: 0001515156-13-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSTARD C JEAN CENTRAL INDEX KEY: 0001246363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54992 FILM NUMBER: 131203297 MAIL ADDRESS: STREET 1: C/O ADA-ES, INC. STREET 2: 9135 S. RIDGELINE BLVD., SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-06 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001246363 BUSTARD C JEAN C/O ADA-ES, INC. 9135 S. RIDGELINE BLVD., SUITE 200 HIGHLANDS RANCH CO 80129 0 1 0 0 COO Common Stock 2013-11-06 4 A 0 217 37.69 A 73067 D Shares issued directly to the reporting person's qualified pension plan. Price equals the fair market value of the shares on the date of authorization. Of the amount shown, 18,904 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights. C. Jean Bustard 2013-11-08