0000905718-18-000724.txt : 20180808 0000905718-18-000724.hdr.sgml : 20180808 20180808182915 ACCESSION NUMBER: 0000905718-18-000724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180807 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEEDS JEFFREY T CENTRAL INDEX KEY: 0001245798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 181002781 MAIL ADDRESS: STREET 1: 660 MADISON AVE 15TH FL CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC. CENTRAL INDEX KEY: 0001611110 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127590777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 4 1 medleymgmt_fm4aug72018.xml OWNERSHIP DOCUMENT X0306 4 2018-08-07 0 0001611110 MEDLEY MANAGEMENT INC. MDLY 0001245798 LEEDS JEFFREY T C/O MEDLEY MANAGEMENT INC. 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK NY 10017 1 0 0 0 Class A Common Stock 2018-08-07 4 M 0 9788 A 34123 D Restricted Stock Units 2018-08-07 4 M 0 9788 0 D Class A common stock 9788 0 D Restricted Stock Units 2018-08-07 4 A 0 23944 0 A Class A common stock 23944 23944 D Each restricted stock unit converted into Class A common stock of the issuer on a one-for-one basis. The restricted stock units vesting schedule was accelerated such that the restricted stock units vested on August 7, 2018. Each restricted stock unit represents a contingent right to receive one share of issuer Class A common stock. The restricted stock units will be settled in either Class A common stock or cash (or a combination thereof) at the discretion of the issuer's compensation committee. The restricted stock units vest on May 10, 2019. /s/ John D. Fredericks, as Attorney-in-Fact 2018-08-08