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Form 8-K - Current report:
SEC Accession No. 0001213900-20-026103
Filing Date
2020-09-10
Accepted
2020-09-10 17:15:57
Documents
13
Period of Report
2020-09-03
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT ea126650-8k_gidynamic.htm 8-K 106768
2 RESTATED CERTIFICATE ea126650ex3-1_gidynamic.htm EX-3.1 162510
3 RESTATED BYLAWS ea126650ex3-2_gidynamic.htm EX-3.2 163317
4 EXCHANGE NOTE ea126650ex4-1_gidynamic.htm EX-4.1 34624
5 VOTING AGREEMENT ea126650ex10-1_gidynamic.htm EX-10.1 161273
6 ROFR AGREEMENT ea126650ex10-2_gidynamic.htm EX-10.2 136489
7 INVESTOR RIGHTS AGREEMENT ea126650ex10-3_gidynamic.htm EX-10.3 177359
8 NOTE EXCHANGE AND WARRANT CANCELLATION AGREEMENT ea126650ex10-4_gidynamic.htm EX-10.4 102744
9 2020 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN ea126650ex10-5_gidynamic.htm EX-10.5 181062
10 FORM OF INDEMNIFICATION AGREEMENT ea126650ex10-6_gidynamic.htm EX-10.6 98249
11 PRESS RELEASE ea126650ex99-1_gidynamic.htm EX-99.1 34042
12 GRAPHIC ex99-1_002.jpg GRAPHIC 1221
13 GRAPHIC ex99-1_001.jpg GRAPHIC 9615
  Complete submission text file 0001213900-20-026103.txt   1375496
Mailing Address 320 CONGRESS STREET 3RD FLOOR BOSTON MA 02210
Business Address 320 CONGRESS STREET 3RD FLOOR BOSTON MA 02210 781-357-3310
GI DYNAMICS, INC. (Filer) CIK: 0001245791 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 000-55195 | Film No.: 201169273
SIC: 3841 Surgical & Medical Instruments & Apparatus