EDGAR Filing Documents for 0001213900-20-021201

Form 8-K - Current report:

SEC Accession No. 0001213900-20-021201

Filing Date

2020-08-10

Accepted

2020-08-10 17:19:43

Documents

Period of Report

2020-08-04

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	ea125293-8k_gidynamicsinc.htm	8-K	82580
2	CONVERTIBLE NOTE PURCHASE AGREEMENT, DATED AS OF AUGUST 4, 2020, BY AND BETWEEN	ea125293ex10-1_gidynamics.htm	EX-10.1	79774
3	UNSECURED CONVERTIBLE PROMISSORY NOTE, DATED AUGUST 4, 2020, BETWEEN GI DYNAMICS	ea125293ex10-2_gidynamics.htm	EX-10.2	42236
4	SERIES A PREFERRED STOCK PURCHASE AGREEMENT, DATED AUGUST 10, 2020, BETWEEN GI D	ea125293ex10-3_gidynamics.htm	EX-10.3	1071611
	Complete submission text file	0001213900-20-021201.txt		1277787

Mailing Address 320 CONGRESS STREET 3RD FLOOR BOSTON MA 02210

Business Address 320 CONGRESS STREET 3RD FLOOR BOSTON MA 02210 781-357-3310

GI DYNAMICS, INC. (Filer) CIK: 0001245791 (see all company filings)