0001209191-15-051900.txt : 20150610
0001209191-15-051900.hdr.sgml : 20150610
20150610164949
ACCESSION NUMBER: 0001209191-15-051900
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150609
FILED AS OF DATE: 20150610
DATE AS OF CHANGE: 20150610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GI DYNAMICS, INC.
CENTRAL INDEX KEY: 0001245791
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-357-3310
MAIL ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: GI DYNAMICS INC
DATE OF NAME CHANGE: 20030623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carusi Michael A
CENTRAL INDEX KEY: 0001306506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55195
FILM NUMBER: 15923895
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET
STREET 2: SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-09
0
0001245791
GI DYNAMICS, INC.
GID
0001306506
Carusi Michael A
25 HARTWELL AVENUE
LEXINGTON
MA
02421
1
0
0
0
Stock Option (right to buy)
5.70
2015-06-09
4
A
0
1000
0.00
A
2025-03-23
Common Stock
1000
1000
D
Restricted Stock Unit (RSU)
2015-06-09
4
A
0
1000
0.00
A
2025-03-23
Common Stock
1000
1000
D
The option grant was approved by GI Dynamics, Inc.'s board of directors on March 23, 2015, subject to shareholder approval. Such shareholder approval was received on June 9, 2015.The option vests in full on March 23, 2016.
There is no exercise price associated with the RSU.
The RSU was approved by GI Dynamics, Inc.'s board of directors on March 23, 2015, subject to shareholder approval. Such shareholder approval was received on June 9, 2015.The RSU vests in full on March 23, 2016.
/s/ Robert Solomon, attorney-in-fact
2015-06-10