0001209191-15-026368.txt : 20150316 0001209191-15-026368.hdr.sgml : 20150316 20150316141354 ACCESSION NUMBER: 0001209191-15-026368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150316 DATE AS OF CHANGE: 20150316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GI DYNAMICS, INC. CENTRAL INDEX KEY: 0001245791 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAGUIRE ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-357-3310 MAIL ADDRESS: STREET 1: ONE MAGUIRE ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: GI DYNAMICS INC DATE OF NAME CHANGE: 20030623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Graham J CENTRAL INDEX KEY: 0001612245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55195 FILM NUMBER: 15702190 MAIL ADDRESS: STREET 1: C/O GI DYNAMICS INC STREET 2: 25 HARTWELL AVE CITY: LEXINGTON STATE: MA ZIP: 02421 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-13 0 0001245791 GI DYNAMICS, INC. GID 0001612245 Bradley Graham J 25 HARTWELL AVENUE LEXINGTON MA 02421 1 0 0 0 Common Stock 2015-03-13 4 P 0 9308 0.53 A 26968 D Common Stock 6660 I By Daphino Pty Ltd (Superannuation Fund) Represents the purchase of 46,540 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company. The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 5 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase. Represents 134,840 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company. Represents 33,300 of the Company's CDIs. /s/ Robert Solomon, attorney-in-fact 2015-03-16