0000899243-16-016551.txt : 20160324
0000899243-16-016551.hdr.sgml : 20160324
20160324173710
ACCESSION NUMBER: 0000899243-16-016551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160323
FILED AS OF DATE: 20160324
DATE AS OF CHANGE: 20160324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GI DYNAMICS, INC.
CENTRAL INDEX KEY: 0001245791
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-357-3310
MAIL ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: GI DYNAMICS INC
DATE OF NAME CHANGE: 20030623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schorer Scott
CENTRAL INDEX KEY: 0001670397
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55195
FILM NUMBER: 161528184
MAIL ADDRESS:
STREET 1: 25 HARTWELL AVENUE
STREET 2: C/O GI DYNAMICS, INC.
CITY: LEXINGTON
STATE: MA
ZIP: 02421
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-23
0
0001245791
GI DYNAMICS, INC.
GID
0001670397
Schorer Scott
25 HARTWELL AVENUE
LEXINGTON
MA
02421
0
1
0
0
President and CEO
Stock Option (right to buy)
0.80
2016-03-23
4
A
0
250000
0.00
A
2026-03-23
Common Stock
250000
250000
D
The option vests over a four (4) year period, with one quarter (1/4) of the shares on the one (1) year anniversary of the date of grant, and the remaining shares vesting in equal amounts on a quarterly basis over the following three (3) years until March 23, 2020. In the event of a change of control of the Issuer, the option shall become vested in full.
/s/ Robert Solomon, attorney-in-fact
2016-03-24