0001209191-19-062171.txt : 20191230 0001209191-19-062171.hdr.sgml : 20191230 20191230173822 ACCESSION NUMBER: 0001209191-19-062171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191227 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PILLAI HARI CENTRAL INDEX KEY: 0001245702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38598 FILM NUMBER: 191317534 MAIL ADDRESS: STREET 1: 2700 NORTH 1ST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bloom Energy Corp CENTRAL INDEX KEY: 0001664703 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 770565408 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-543-1500 MAIL ADDRESS: STREET 1: 4353 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-27 0 0001664703 Bloom Energy Corp BE 0001245702 PILLAI HARI 4353 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP of CIG Class A common stock 2019-12-27 4 M 0 37500 0.00 A 37500 D Class A common stock 2019-12-30 4 S 0 37500 6.8127 D 0 D Restricted stock units (Class A comnon stock) 2019-12-27 4 M 0 37500 0.00 D Class A common stock 37500 112500 D Sales were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. This transaction was executed in multiple trades at prices ranging from $6.28 to $7.20. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs vest 25% on each of December 27, 2019, 2020, 2021 and 2022, subject to the reporting person's continued service on the vesting date. /s/ Shawn Soderberg as attorney in fact for reporting person 2019-12-30