0001209191-20-005264.txt : 20200128
0001209191-20-005264.hdr.sgml : 20200128
20200128212802
ACCESSION NUMBER: 0001209191-20-005264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200125
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FURR RANDY W
CENTRAL INDEX KEY: 0001245699
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 20556183
MAIL ADDRESS:
STREET 1: C/O SMART MODULAR TECHNOLOGIES, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 4353 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-25
0
0001664703
Bloom Energy Corp
BE
0001245699
FURR RANDY W
4353 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
EVP and CFO
Class A common stock
2020-01-25
4
C
0
6666
0.00
A
247537
D
Class A common stock
2020-01-25
4
C
0
6375
0.00
A
253912
D
Class A common stock
2020-01-25
4
M
0
98684
0.00
A
352596
D
Class A common stock
2020-01-27
4
S
0
42827
8.3987
D
309769
D
Restricted stock units (Class B common stock)
2020-01-25
4
M
0
6666
0.00
D
2026-10-03
Class B common stock
6666
6666
D
Class B common stock
2020-01-25
4
M
0
6666
0.00
A
Class A common stock
6666
6666
D
Class B common stock
2020-01-25
4
C
0
6666
0.00
D
Class A common stock
6666
0
D
Restricted stock units (Class B common stock)
2020-01-25
4
M
0
6375
0.00
D
2026-05-05
Class B common stock
6375
6375
D
Class B common stock
2020-01-25
4
M
0
6375
0.00
A
Class A common stock
6375
6375
D
Class B common stock
2020-01-25
4
C
0
6375
0.00
D
Class A common stock
6375
6375
D
Restricted stock units (Class A common stock)
2020-01-25
4
M
0
98684
0.00
D
2028-08-01
Class A common stock
98684
98683
D
Conversion of a derivative security pursuant to its terms.
Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $8.10 to $8.77. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.
Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
Shawn Soderberg as attorney in fact
2020-01-28