0001179110-20-000548.txt : 20200114 0001179110-20-000548.hdr.sgml : 20200114 20200114161344 ACCESSION NUMBER: 0001179110-20-000548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200110 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEALY JAMES CENTRAL INDEX KEY: 0001245624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 20526174 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 4-250 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2020-01-10 0 0001604821 Natera, Inc. NTRA 0001245624 HEALY JAMES C/O SOFINNOVA INVESTMENTS 3000 SAND HILL RD., SUITE 4-250 MENLO PARK CA 94025 1 0 0 0 Common Stock 2020-01-10 4 M 0 11169 11.80 A 18447 D Common Stock 2020-01-10 4 M 0 11169 10.41 A 29616 D Common Stock 1550280 I By Sofinnova Venture Partners VIII, L.P. Common Stock 1550280 I By Sofinnova Venture Partners IX, L.P Stock Option (Right to Buy) 11.80 2020-01-10 4 M 0 11169 0 D 2026-06-09 Common Stock 11169 0 D Stock Option (Right to Buy) 10.41 2020-01-10 4 M 0 11169 0 D 2027-06-08 Common Stock 11169 0 D The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 10, 2016. The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 9, 2017. Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. /s/ Tami Chen, attorney-in-fact 2020-01-14