0001179110-20-000548.txt : 20200114
0001179110-20-000548.hdr.sgml : 20200114
20200114161344
ACCESSION NUMBER: 0001179110-20-000548
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200110
FILED AS OF DATE: 20200114
DATE AS OF CHANGE: 20200114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALY JAMES
CENTRAL INDEX KEY: 0001245624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 20526174
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
edgar.xml
FORM 4 -
X0306
4
2020-01-10
0
0001604821
Natera, Inc.
NTRA
0001245624
HEALY JAMES
C/O SOFINNOVA INVESTMENTS
3000 SAND HILL RD., SUITE 4-250
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2020-01-10
4
M
0
11169
11.80
A
18447
D
Common Stock
2020-01-10
4
M
0
11169
10.41
A
29616
D
Common Stock
1550280
I
By Sofinnova Venture Partners VIII, L.P.
Common Stock
1550280
I
By Sofinnova Venture Partners IX, L.P
Stock Option (Right to Buy)
11.80
2020-01-10
4
M
0
11169
0
D
2026-06-09
Common Stock
11169
0
D
Stock Option (Right to Buy)
10.41
2020-01-10
4
M
0
11169
0
D
2027-06-08
Common Stock
11169
0
D
The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 10, 2016.
The option, representing a right to purchase a total of 11,169 shares, became fully exercisable on June 9, 2017.
Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
/s/ Tami Chen, attorney-in-fact
2020-01-14