0001144204-15-058275.txt : 20151006
0001144204-15-058275.hdr.sgml : 20151006
20151006160910
ACCESSION NUMBER: 0001144204-15-058275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151005
FILED AS OF DATE: 20151006
DATE AS OF CHANGE: 20151006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirna Therapeutics, Inc.
CENTRAL INDEX KEY: 0001527599
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 261824804
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2150 WOODWARD ST., SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78744
BUSINESS PHONE: 512-681-5252
MAIL ADDRESS:
STREET 1: 2150 WOODWARD ST., SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78744
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehra Anand
CENTRAL INDEX KEY: 0001590102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37566
FILM NUMBER: 151146212
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AKKARAJU SRINIVAS
CENTRAL INDEX KEY: 0001253170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37566
FILM NUMBER: 151146213
MAIL ADDRESS:
STREET 1: 18 DESBROSSES STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALY JAMES
CENTRAL INDEX KEY: 0001245624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37566
FILM NUMBER: 151146214
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Management VIII, L.L.C.
CENTRAL INDEX KEY: 0001559565
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37566
FILM NUMBER: 151146215
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Venture Partners VIII, L.P.
CENTRAL INDEX KEY: 0001524064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37566
FILM NUMBER: 151146216
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
v421661_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-10-05
0
0001527599
Mirna Therapeutics, Inc.
MIRN
0001524064
Sofinnova Venture Partners VIII, L.P.
SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001559565
Sofinnova Management VIII, L.L.C.
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001245624
HEALY JAMES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001253170
AKKARAJU SRINIVAS
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001590102
Mehra Anand
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2015-10-05
4
C
0
1244269
A
1244269
D
Common Stock
2015-10-05
4
C
0
583559
A
1827828
D
Common Stock
2015-10-06
4
J
0
289841
0
A
2117669
D
Common Stock
2015-10-06
4
P
0
857142
7
A
2974811
D
Series C Preferred Stock
2015-10-05
4
C
0
1244269
0
D
Common Stock
1244269
0
D
Series D Preferred Stock
2015-10-05
4
C
0
583559
0
D
Common Stock
583559
0
D
Each share of Series C and Series D Preferred Stock automatically converted on a one-to-one basis into Common Stock immediately prior to the consummation of the Issuer's initial public offering.
The shares are held by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII") is the general partner of SVP VIII. The individual Managers, or the Managing Members, of SM VIII are Michael Powell, James Healy, Srinivas Akkaraju and Anand Mehra. The Managers share voting and dispositive power with regard to the shares held directly by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.
The shares were issued for no additional consideration pursuant to an accruing paid-in-kind dividend on shares of Series C and Series D Preferred Stock of the Company.
The expiration date is not relevant to the conversion of the securities.
Due to a clerical error, the Reporting Persons' Form 3 which previously reported the holding of these shares understated his total by one (1) share.
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Partners VIII, L.P.
2015-10-06
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Management VIII, L.L.C.
2015-10-06
/s/ Nathalie Auber, Attorney-in-Fact for James Healy
2015-10-06
/s/ Nathalie Auber, Attorney-in-Fact for Srinivas Akkaraju
2015-10-06
/s/ Nathalie Auber, Attorney-in-Fact for Anand Mehra
2015-10-06