0001571049-15-003139.txt : 20150424
0001571049-15-003139.hdr.sgml : 20150424
20150424190553
ACCESSION NUMBER: 0001571049-15-003139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150423
FILED AS OF DATE: 20150424
DATE AS OF CHANGE: 20150424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHSTAR REALTY FINANCE CORP.
CENTRAL INDEX KEY: 0001273801
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0701
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2640
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR REALTY
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HESS DEBRA ANN
CENTRAL INDEX KEY: 0001245523
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32330
FILM NUMBER: 15793151
MAIL ADDRESS:
STREET 1: C/O NORTHSTAR REALTY FINANCE CORP.
STREET 2: 399 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
t1500959_hess-f4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-04-23
0
0001273801
NORTHSTAR REALTY FINANCE CORP.
NRF
0001245523
HESS DEBRA ANN
C/O NORTHSTAR REALTY FINANCE CORP.
399 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common Stock
2015-04-23
4
S
0
7500
19.00
D
46663
D
Common Stock
2015-04-24
4
S
0
6500
19.00
D
40163
D
The sales reported were effected pursuant to a 10b5-1 sales plan previously adopted by the reporting person on December 30, 2014.
Excludes: (i) 172,216 LTIP Units; and (ii) 111,021 shares of common stock (or LTIP Units, to the extent available) of NorthStar Realty Finance Corp. (the "Company") to be issued to the extent performance conditions are met on restricted stock units ("RSUs"). "LTIP Units" are units of limited partnership interest structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), the operating partnership of the Company. Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit in NRFLP, which may then be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock.
/s/ Ronald J. Lieberman, as Attorney-in-Fact for Debra A. Hess
2015-04-24