0001547903-20-000095.txt : 20201112
0001547903-20-000095.hdr.sgml : 20201112
20201112161414
ACCESSION NUMBER: 0001547903-20-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OZANNE JAMES
CENTRAL INDEX KEY: 0001245515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 201306842
MAIL ADDRESS:
STREET 1: C/O NMI
STREET 2: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_160521563739467.xml
FORM 4
X0306
4
2020-11-10
0
0001547903
NMI Holdings, Inc.
NMIH
0001245515
OZANNE JAMES
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
1
0
0
0
Class A Common Shares, $0.01 par value per share
2020-11-10
4
M
0
38625
10
A
115326
D
Class A Common Shares, $0.01 par value per share
2020-11-10
4
S
0
28335
23.0952
D
86991
D
Class A Common Shares, $0.01 par value per share
5000
I
By LLC
Stock Option (right to buy)
10.0
2020-11-10
4
M
0
38625
0
D
2022-04-24
Class A Common Shares, $0.01 par value per share
38625.0
0
D
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.0952. The range of sale prices was $22.88 to $23.32. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
Represents 77,976 class A common shares and 9,015 unvested restricted stock units.
The option vested in full on April 24, 2015.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2020-11-12