0001547903-20-000095.txt : 20201112 0001547903-20-000095.hdr.sgml : 20201112 20201112161414 ACCESSION NUMBER: 0001547903-20-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OZANNE JAMES CENTRAL INDEX KEY: 0001245515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 201306842 MAIL ADDRESS: STREET 1: C/O NMI STREET 2: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_160521563739467.xml FORM 4 X0306 4 2020-11-10 0 0001547903 NMI Holdings, Inc. NMIH 0001245515 OZANNE JAMES C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 1 0 0 0 Class A Common Shares, $0.01 par value per share 2020-11-10 4 M 0 38625 10 A 115326 D Class A Common Shares, $0.01 par value per share 2020-11-10 4 S 0 28335 23.0952 D 86991 D Class A Common Shares, $0.01 par value per share 5000 I By LLC Stock Option (right to buy) 10.0 2020-11-10 4 M 0 38625 0 D 2022-04-24 Class A Common Shares, $0.01 par value per share 38625.0 0 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.0952. The range of sale prices was $22.88 to $23.32. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Represents 77,976 class A common shares and 9,015 unvested restricted stock units. The option vested in full on April 24, 2015. /s/ Nicole C. Sanchez as Attorney-in-Fact 2020-11-12