0001547903-19-000033.txt : 20190220
0001547903-19-000033.hdr.sgml : 20190220
20190220182124
ACCESSION NUMBER: 0001547903-19-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OZANNE JAMES
CENTRAL INDEX KEY: 0001245515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 19619885
MAIL ADDRESS:
STREET 1: C/O NMI
STREET 2: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_155070486910466.xml
FORM 4
X0306
4
2019-02-15
0
0001547903
NMI Holdings, Inc.
NMIH
0001245515
OZANNE JAMES
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
1
0
0
0
Class A Common Shares, $0.01 par value per share
2019-02-15
4
M
0
37000
10
A
111629
D
Class A Common Shares, $0.01 par value per share
2019-02-15
4
S
0
16297
23.7788
D
95332
D
Class A Common Shares, $0.01 par value per share
35000
I
By LLC
Stock Option (right to buy)
10.0
2019-02-15
4
M
0
37000
0
D
2022-04-24
Class A Common Shares, $0.01 par value per share
37000.0
38265
D
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.7788. The range of prices on the transaction date was $23.761 to $23.80. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price.
Represents 90,409 class A common shares and 4,923 unvested restricted stock units.
The option vested in full on April 24, 2015.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2019-02-20