0001209191-21-067000.txt : 20211129
0001209191-21-067000.hdr.sgml : 20211129
20211129164448
ACCESSION NUMBER: 0001209191-21-067000
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211112
FILED AS OF DATE: 20211129
DATE AS OF CHANGE: 20211129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UHLMAN THOMAS M
CENTRAL INDEX KEY: 0001245101
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456859
MAIL ADDRESS:
STREET 1: 98 FLORAL AVENUE
STREET 2: SUITE 201
CITY: MURRAY HILL
STATE: NY
ZIP: 07974
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARMAN ANDREW
CENTRAL INDEX KEY: 0001260347
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456860
MAIL ADDRESS:
STREET 1: 98 FLONE AVE
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NV PARTNERS IV C L P
CENTRAL INDEX KEY: 0001350134
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456861
BUSINESS ADDRESS:
STREET 1: 98 FLORAL AVE
STREET 2: SUITE 201
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 908-464-0900
MAIL ADDRESS:
STREET 1: 98 FLORAL AVE
STREET 2: SUITE 201
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NVPG IV, LLC
CENTRAL INDEX KEY: 0001686431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456863
BUSINESS ADDRESS:
STREET 1: C/O NV PARTNERS
STREET 2: 430 MOUNTAIN AVENUE, SUITE 404, 4TH FL.
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: (908) 988-4851
MAIL ADDRESS:
STREET 1: C/O NV PARTNERS
STREET 2: 430 MOUNTAIN AVENUE, SUITE 404, 4TH FL.
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Socolof Stephen
CENTRAL INDEX KEY: 0001350862
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456864
MAIL ADDRESS:
STREET 1: C/O EVERSPIN TECHNOLOGIES, INC.
STREET 2: 1347 N. ALMA SCHOOL ROAD, SUITE 220
CITY: CHANDLER
STATE: AZ
ZIP: 85224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NV PARTNERS IV L P
CENTRAL INDEX KEY: 0001350135
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 211456862
BUSINESS ADDRESS:
STREET 1: 98 FLORAL AVE
STREET 2: SUITE 201
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 908-464-0900
MAIL ADDRESS:
STREET 1: 98 FLORAL AVE
STREET 2: SUITE 201
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVERSPIN TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001438423
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262640654
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5670 W. CHANDLER BOULEVARD
STREET 2: SUITE 100
CITY: CHANDLER
STATE: AZ
ZIP: 85226
BUSINESS PHONE: 480-347-1111
MAIL ADDRESS:
STREET 1: 5670 W. CHANDLER BOULEVARD
STREET 2: SUITE 100
CITY: CHANDLER
STATE: AZ
ZIP: 85226
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-11-12
2021-11-24
1
0001438423
EVERSPIN TECHNOLOGIES INC
MRAM
0001350862
Socolof Stephen
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
0001686431
NVPG IV, LLC
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
0001350135
NV PARTNERS IV L P
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
0001350134
NV PARTNERS IV C L P
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
0001260347
GARMAN ANDREW
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
0001245101
UHLMAN THOMAS M
C/O NEW VENTURE PARTNERS
P.O. BOX 881
NEW PROVIDENCE
NJ
07974
0
0
0
1
Former 10% Holder
Common Stock
2021-11-12
4
S
0
250000
10.41
D
2010991
I
See Footnote
Common Stock
2021-11-19
4
S
0
190765
12.39
D
1820226
I
See Footnote
Common Stock
2021-11-23
4
S
0
70210
12.41
D
1750016
I
See Footnote
Common Stock
29131
D
The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.
Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.
The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.
Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.
The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.
Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.
The amendment is being filed to correct the date of earliest transaction and to include the additional Reporting Persons.
/s/ Matt Hemington, attorney-in-fact for Stephen J. Socolof
2021-11-29
/s/ Matt Hemington, attorney-in-fact for NVPG IV LLC
2021-11-29
/s/ Matt Hemington, attorney-in-fact for NV Partners IV LP
2021-11-29
/s/ Matt Hemington, attorney-in-fact for NV Partners IV-C LP
2021-11-29
/s/ Matt Hemington, attorney-in-fact for Andrew Garman
2021-11-29
/s/ Matt Hemington, attorney-in-fact for Thomas M. Uhlman
2021-11-29