0001209191-21-067000.txt : 20211129 0001209191-21-067000.hdr.sgml : 20211129 20211129164448 ACCESSION NUMBER: 0001209191-21-067000 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211112 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UHLMAN THOMAS M CENTRAL INDEX KEY: 0001245101 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456859 MAIL ADDRESS: STREET 1: 98 FLORAL AVENUE STREET 2: SUITE 201 CITY: MURRAY HILL STATE: NY ZIP: 07974 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARMAN ANDREW CENTRAL INDEX KEY: 0001260347 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456860 MAIL ADDRESS: STREET 1: 98 FLONE AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NV PARTNERS IV C L P CENTRAL INDEX KEY: 0001350134 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456861 BUSINESS ADDRESS: STREET 1: 98 FLORAL AVE STREET 2: SUITE 201 CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 908-464-0900 MAIL ADDRESS: STREET 1: 98 FLORAL AVE STREET 2: SUITE 201 CITY: MURRAY HILL STATE: NJ ZIP: 07974 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NVPG IV, LLC CENTRAL INDEX KEY: 0001686431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456863 BUSINESS ADDRESS: STREET 1: C/O NV PARTNERS STREET 2: 430 MOUNTAIN AVENUE, SUITE 404, 4TH FL. CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: (908) 988-4851 MAIL ADDRESS: STREET 1: C/O NV PARTNERS STREET 2: 430 MOUNTAIN AVENUE, SUITE 404, 4TH FL. CITY: MURRAY HILL STATE: NJ ZIP: 07974 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Socolof Stephen CENTRAL INDEX KEY: 0001350862 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456864 MAIL ADDRESS: STREET 1: C/O EVERSPIN TECHNOLOGIES, INC. STREET 2: 1347 N. ALMA SCHOOL ROAD, SUITE 220 CITY: CHANDLER STATE: AZ ZIP: 85224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NV PARTNERS IV L P CENTRAL INDEX KEY: 0001350135 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 211456862 BUSINESS ADDRESS: STREET 1: 98 FLORAL AVE STREET 2: SUITE 201 CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 908-464-0900 MAIL ADDRESS: STREET 1: 98 FLORAL AVE STREET 2: SUITE 201 CITY: MURRAY HILL STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSPIN TECHNOLOGIES INC CENTRAL INDEX KEY: 0001438423 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262640654 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5670 W. CHANDLER BOULEVARD STREET 2: SUITE 100 CITY: CHANDLER STATE: AZ ZIP: 85226 BUSINESS PHONE: 480-347-1111 MAIL ADDRESS: STREET 1: 5670 W. CHANDLER BOULEVARD STREET 2: SUITE 100 CITY: CHANDLER STATE: AZ ZIP: 85226 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-11-12 2021-11-24 1 0001438423 EVERSPIN TECHNOLOGIES INC MRAM 0001350862 Socolof Stephen C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder 0001686431 NVPG IV, LLC C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder 0001350135 NV PARTNERS IV L P C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder 0001350134 NV PARTNERS IV C L P C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder 0001260347 GARMAN ANDREW C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder 0001245101 UHLMAN THOMAS M C/O NEW VENTURE PARTNERS P.O. BOX 881 NEW PROVIDENCE NJ 07974 0 0 0 1 Former 10% Holder Common Stock 2021-11-12 4 S 0 250000 10.41 D 2010991 I See Footnote Common Stock 2021-11-19 4 S 0 190765 12.39 D 1820226 I See Footnote Common Stock 2021-11-23 4 S 0 70210 12.41 D 1750016 I See Footnote Common Stock 29131 D The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC. The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC. Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC. The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC. Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC. The amendment is being filed to correct the date of earliest transaction and to include the additional Reporting Persons. /s/ Matt Hemington, attorney-in-fact for Stephen J. Socolof 2021-11-29 /s/ Matt Hemington, attorney-in-fact for NVPG IV LLC 2021-11-29 /s/ Matt Hemington, attorney-in-fact for NV Partners IV LP 2021-11-29 /s/ Matt Hemington, attorney-in-fact for NV Partners IV-C LP 2021-11-29 /s/ Matt Hemington, attorney-in-fact for Andrew Garman 2021-11-29 /s/ Matt Hemington, attorney-in-fact for Thomas M. Uhlman 2021-11-29