SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DRAPER TIMOTHY C

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENERNOC INC [ ENOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/21/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,910,325(19) I Draper Fisher Jurvetson Fund VI, L.P.
Common Stock 524,545(20) I Draper Fisher Jurvetson Management Company VI, LLC
Common Stock 53,408(21) I Draper Fisher Jurvetson Partners VI, LLC
Common Stock 10/07/2008 P 79,789(22) A $7.318 395,268(23) I Timothy C. Draper
Common Stock 214,548(24) I John H.N. Fisher
Common Stock 180,854(25) I Stephen T. Jurvetson
Common Stock 1,910,325(26) I Draper Fisher Jurvetson Fund VI, L.P.
Common Stock 524,545(27) I Draper Fisher Jurvetson Management Company VI, LLC
Common Stock 53,408(28) I Draper Fisher Jurvetson Partners VI, LLC
Common Stock 10/08/2008 P 111,122(29) A $7.379(29) 506,390(30) I Timothy C. Draper
Common Stock 214,548(31) I John H.N. Fisher
Common Stock 180,854(32) I Stephen T. Jurvetson
Common Stock 1,910,325(33) I Draper Fisher Jurvetson Fund VI, L.P.
Common Stock 524,545(34) I Draper Fisher Jurvetson Management Company VI, LLC
Common Stock 53,408(35) I Draper Fisher Jurvetson Partners VI, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
DRAPER TIMOTHY C

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Fisher John H N

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Jurvetson Stephen T

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Draper Fisher Jurvetson Fund VI, L.P.

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Draper Fisher Jurvetson Management Co. VI, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Draper Fisher Jurvetson Partners VI, LLC

(Last) (First) (Middle)
2882 SAND HILL ROAD
SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
19. Represents shares owned directly by Fund VI.
20. Represents shares owned by Fund VI to which the General Partner has a pecuniary interest.
21. Represents shares owned directly by the Side Fund.
22. Represents shares purchased by Mr. Draper on October 7, 2008. The shares were erroneously omitted from the reporting person's subsequently filed Form 4s on August 6, 2009 and September 1, 2009.
23. Represents 175,202 shares held indirectly by Mr. Draper through The Draper Trust, 34,786 shares held indirectly through Fund VI, 107,770 shares held indirectly through the General Partner of Fund VI, and 77,510 shares indirectly through Draper Associates, L.P. of which Mr. Draper is the President of the General Partner.
24. Represents 56,522 shares owned indirectly by Mr. Fisher through the Fisher Trust, 19,663 shares held indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
25. Represents 30,848 shares owned indirectly by Mr. Jurvetson through the Jurvetson Trust, 11,643 shares owned indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
26. Represents shares owned directly by Fund VI.
27. Represents shares owned by Fund VI to which the General Partner has a pecuniary interest.
28. Represents shares owned directly by the Side Fund.
29. Represents shares purchased by Mr. Draper on October 8, 2008. The shares were erroneously omitted from the reporting person's subsequently filed Form 4s on August 6, 2009 and September 1, 2009. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.234 to $7.464, inclusive. The reporting person undertakes to provide to EnerNOC, Inc., any security holder of EnerNOC, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 29 to this Form 4.
30. Represents 286,324 shares held indirectly by Mr. Draper through the Draper Trust, 34,786 shares held indirectly through Fund VI, 107,770 shares held indirectly through the General Partner of Fund VI, and 77,510 shares indirectly through Draper Associates, L.P. of which Mr. Draper is the President of the General Partner.
31. Represents 56,522 shares owned indirectly by Mr. Fisher through the Fisher Trust, 19,663 shares held indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
32. Represents 30,848 shares owned indirectly by Mr. Jurvetson through the Jurvetson Trust, 11,643 shares owned indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
33. Represents shares owned directly by Fund VI.
34. Represents shares owned by Fund VI to which the General Partner has a pecuniary interest.
35. Represents shares owned directly by the Side Fund.
Remarks:
Exhibit List ------------ Exhibit 99.1 - Relationships Form 2 of 4.
/s/ Timothy C. Draper 10/06/2009
/s/ John H. N. Fisher 10/06/2009
/s/ Stephen T. Jurvetson 10/06/2009
/s/ Timothy C. Draper, Managing Member, Draper Fisher Jurvetson Management Company VI, LLC (General Partner) for Draper Fisher Jurvetson Fund VI, L.P. 10/06/2009
/s/ Timothy C. Draper, Managing Member for Draper Fisher Jurvetson Management Company VI, LLC 10/06/2009
/s/ Timothy C. Draper, Managing Member for Draper Fisher Jurvetson Partners VI, LLC 10/06/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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