0001209191-24-005776.txt : 20240531 0001209191-24-005776.hdr.sgml : 20240531 20240531172432 ACCESSION NUMBER: 0001209191-24-005776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240529 FILED AS OF DATE: 20240531 DATE AS OF CHANGE: 20240531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS E CENTRAL INDEX KEY: 0001244666 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241010863 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III, L.P. CENTRAL INDEX KEY: 0001767199 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241010862 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III GP LLC CENTRAL INDEX KEY: 0001767178 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241010864 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC. CENTRAL INDEX KEY: 0001759824 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 832583782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: (248) 449-6700 MAIL ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley Principal Merger Corp. DATE OF NAME CHANGE: 20181121 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-05-29 0 0001759824 ALTA EQUIPMENT GROUP INC. ALTG 0001767199 Mill Road Capital III, L.P. 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0001767178 Mill Road Capital III GP LLC 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0001244666 LYNCH THOMAS E 328 PEMBERWICK ROAD GREENWICH CT 06831 0 0 1 0 0 Common Stock, $0.0001 par value 2024-05-29 4 X 0 6200 12.50 A 3492794 D Put options (obligation to buy) 12.50 2024-05-29 4 X 0 62 0.00 D 2024-07-19 Common Stock 6200 316 D The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Each put option became exercisable on the date purchased, which dates range from 3/12/2024 to 3/14/2024. /s/ Thomas E. Lynch, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P. 2024-05-31 /s/ Thomas E. Lynch, Management Committee Director on behalf of Mill Road Capital III GP LLC 2024-05-31 /s/ Thomas E. Lynch 2024-05-31