0001209191-24-005721.txt : 20240524
0001209191-24-005721.hdr.sgml : 20240524
20240524141705
ACCESSION NUMBER: 0001209191-24-005721
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240517
FILED AS OF DATE: 20240524
DATE AS OF CHANGE: 20240524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH THOMAS E
CENTRAL INDEX KEY: 0001244666
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24983259
MAIL ADDRESS:
STREET 1: 382 GREENWICH AVE
STREET 2: SUITE ONE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III, L.P.
CENTRAL INDEX KEY: 0001767199
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24983261
BUSINESS ADDRESS:
STREET 1: 334 PEMBERWICK ROAD
STREET 2: SECOND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 328 PEMBERWICK ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mill Road Capital III GP LLC
CENTRAL INDEX KEY: 0001767178
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38864
FILM NUMBER: 24983260
BUSINESS ADDRESS:
STREET 1: 334 PEMBERWICK ROAD
STREET 2: SECOND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: 203-987-3500
MAIL ADDRESS:
STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC
STREET 2: 328 PEMBERWICK ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC.
CENTRAL INDEX KEY: 0001759824
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 832583782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: (248) 449-6700
MAIL ADDRESS:
STREET 1: 13211 MERRIMAN ROAD
CITY: LIVONIA
STATE: MI
ZIP: 48150
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley Principal Merger Corp.
DATE OF NAME CHANGE: 20181121
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2024-05-17
0
0001759824
ALTA EQUIPMENT GROUP INC.
ALTG
0001767199
Mill Road Capital III, L.P.
328 PEMBERWICK ROAD
GREENWICH
CT
06831
0
0
1
0
0001767178
Mill Road Capital III GP LLC
328 PEMBERWICK ROAD
GREENWICH
CT
06831
0
0
1
0
0001244666
LYNCH THOMAS E
328 PEMBERWICK ROAD
GREENWICH
CT
06831
0
0
1
0
Common Stock, $0.0001 par value
3486594
D
Put options (obligation to buy)
10.00
2024-07-19
Common Stock
535200
D
Put options (obligation to buy)
12.50
2024-07-19
Common Stock
37800
D
The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024.
Each put option became exercisable on the date purchased, which dates range from 3/12/2024 to 3/14/2024.
/s/ Deven Petito, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
2024-05-24
/s/ Deven Petito, Management Committee Director on behalf of Mill Road Capital III GP LLC
2024-05-24
/s/ Deven Petito on behalf of Thomas E. Lynch by power of attorney
2024-05-24