0001628280-22-030701.txt : 20221122
0001628280-22-030701.hdr.sgml : 20221122
20221122172138
ACCESSION NUMBER: 0001628280-22-030701
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221118
FILED AS OF DATE: 20221122
DATE AS OF CHANGE: 20221122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNITOWSKI ALAN S
CENTRAL INDEX KEY: 0001244387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 221411554
MAIL ADDRESS:
STREET 1: 2 SAN JOAQUIN PLAZA
STREET 2: SUITE 240
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wf-form4_166915568174444.xml
FORM 4
X0306
4
2022-11-18
0
0001665300
Phunware, Inc.
PHUN
0001244387
KNITOWSKI ALAN S
1002 WEST AVENUE
AUSTIN
TX
78701
1
1
0
0
Chief Executive Officer
Common Stock
2022-11-18
4
M
0
37500
0
A
1270649
D
Common Stock
2022-11-18
4
F
0
21027
1.0944
D
1249622
D
Common Stock
585589
I
See footnote
Restricted Stock Units
2022-11-18
4
M
0
37500
0
D
Common Stock
37500.0
37500
D
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
The shares were sold in multiple transactions with prices ranging from $1.0832 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.
/s/ Matt Aune, Attorney-in-Fact
2022-11-22