0001758766-24-000135.txt : 20240610 0001758766-24-000135.hdr.sgml : 20240610 20240610161401 ACCESSION NUMBER: 0001758766-24-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240607 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUZBY DAVID S CENTRAL INDEX KEY: 0001244203 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 241032848 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wk-form4_1718050433.xml FORM 4 X0508 4 2024-06-07 0 0001758766 STEM, INC. STEM 0001244203 BUZBY DAVID S 100 CALIFORNIA STREET 14TH FLOOR SAN FRANCISCO CA 94111 1 0 0 0 0 Common Stock, Par Value $0.0001 Per Share 2024-06-07 4 M 0 23489 0 A 119789 D Common Stock, Par Value $0.0001 Per Share 641209 I By the David S. Buzby Revocable Trust Restricted Stock Unit 0 2024-06-07 4 M 0 23489 0 D Common Stock, Par Value $0.0001 Per Share 23489 110236 D On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. /s/ Chen Zhang, attorney-in-fact 2024-06-10