0001209191-16-103390.txt : 20160229
0001209191-16-103390.hdr.sgml : 20160229
20160229163020
ACCESSION NUMBER: 0001209191-16-103390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160225
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNUDSON MARK B
CENTRAL INDEX KEY: 0001243513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 161468233
MAIL ADDRESS:
STREET 1: C/O DIAMETRICS MEDICAL INC
STREET 2: 2658 PATTON ROAD
CITY: ROSEVILLE
STATE: MN
ZIP: 55113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-25
0
0001371217
EnteroMedics Inc
ETRM
0001243513
KNUDSON MARK B
2800 PATTON ROAD
ST. PAUL
MN
55113
1
0
0
0
Common Stock
93
I
Spouse Revocable Trust
Common Stock
215
I
Family Limited Partnership
Common Stock
3838
I
Revocable Trust 2003
Common Stock
40867
D
Stock Option (right to buy)
41.40
2016-04-20
Common Stock
451
451
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
2228
2228
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
1726
1726
D
Stock Option (right to buy)
28.50
2017-10-29
Common stock
2942
2942
D
Stock Option (right to buy)
28.50
2017-10-29
Common Stock
3364
3364
D
Stock Option (right to buy)
56.70
2018-12-31
Common Stock
1388
1388
D
Warrant (common stock right to buy)
32.85
Common Stock
1666
1666
D
Stock Option (right to buy)
38.70
2018-12-31
Common Stock
23333
23333
D
Stock Option (right to buy)
40.05
2018-12-31
Common Stock
23333
23333
D
Stock Option (right to buy)
28.50
2018-12-31
Common Stock
13333
13333
D
Stock Option (right to buy)
50.25
2018-12-31
Common Stock
86148
86148
D
Stock Option (right to buy)
19.65
2018-12-31
Common Stock
85248
85248
D
Stock Option (right to buy)
16.65
2018-12-31
Common Stock
15000
15000
D
Director Option (right to buy)
1.07
2016-02-25
4
A
0
3333
0.00
A
2016-02-25
2026-02-25
Common Stock
3333
3333
D
On January 6, 2016, EnteroMedics Inc. effected a 1-for-15 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split.
Options currently 100% vested.
Warrant becomes exercisable 181 days from the date of issuance at close of offering.
Warrant expires five years from the date it becomes exercisable.
Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
THIS FILING REFLECTS THE POST SPLIT NUMBERS OF ALL SHARES, OPTIONS AND SIMILAR INSTRUMENTS HELD BY THE REPORTING PERSON AS PREVIOUSLY REPORTED. As reported on a Form 8-K filed by the Company on 8/25/2015, in connection with the reporting person's retirement at the end of 2015, all of his unvested options outstanding on that date were fully vested as of his retirement date and the term during which those options could be exercised was extended to 12/31/2018.
/s/ Greg S. Lea, Attorney in Fact for Mark B. Knudson
2016-02-29