0001209191-21-039222.txt : 20210609 0001209191-21-039222.hdr.sgml : 20210609 20210609171830 ACCESSION NUMBER: 0001209191-21-039222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210607 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY ELEANOR B CENTRAL INDEX KEY: 0001242726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39495 FILM NUMBER: 211005986 BUSINESS ADDRESS: BUSINESS PHONE: 415-525-3888 MAIL ADDRESS: STREET 1: 305 MAIN ST CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Asana, Inc. CENTRAL INDEX KEY: 0001477720 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263912448 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1550 BRYANT STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 525-3888 MAIL ADDRESS: STREET 1: 1550 BRYANT STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-07 0 0001477720 Asana, Inc. ASAN 0001242726 LACEY ELEANOR B C/O ASANA, INC. 1550 BRYANT STREET, SUITE 200 SAN FRANCISCO CA 94103 0 1 0 0 GC, Corporate Secretary Class A Common Stock 2021-06-07 4 M 0 20000 4.02 A 149359 D Class A Common Stock 2021-06-07 4 S 0 2813 38.26 D 146546 D Class A Common Stock 2021-06-07 4 S 0 4900 39.63 D 141646 D Class A Common Stock 2021-06-07 4 S 0 10987 40.61 D 130659 D Class A Common Stock 2021-06-07 4 S 0 1300 41.01 D 129359 D Stock Option (right to buy) 4.02 2021-06-07 4 M 0 20000 0.00 D 2029-07-29 Class A Common Stock 20000 323500 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter. /s/ Katie Colendich, Attorney-in-Fact 2021-06-09