0001974078-23-000121.txt : 20230814 0001974078-23-000121.hdr.sgml : 20230814 20230814164204 ACCESSION NUMBER: 0001974078-23-000121 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 231171346 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KPCB HOLDINGS INC CENTRAL INDEX KEY: 0001242714 IRS NUMBER: 943321756 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2750 DANS HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 144 1 primary_doc.xml 144 0001242714 XXXXXXXX LIVE 0001818644 AEye, Inc. 001-39699 ONE PARK PLACE, SUITE 200 DUBLIN CA 94568 925-400-4366 KPCB HOLDINGS INC 10% Stockholder COMMON RAYMOND JAMES & ASSOCIATES

880 CARILLON PARKWAY ST. PETERSBURG FL 33716

13405167 4187774.17 184808775 08/14/2023 NASDAQ COMMON 10/31/2016 SERIES A STOCK PURCHASE KPCB HOLDINGS, INC. N 1761565 10/31/2016 CASH COMMON 11/30/2017 SERIES A STOCK PURCHASE KPCB HOLDINGS, INC. N 7046255 11/30/2017 CASH COMMON 10/31/2018 SERIES B STOCK PURCHASE KPCB HOLDINGS, INC. N 1407203 10/31/2018 CASH COMMON 04/30/2018 CONVERTIBLE NOTE CONVERTED TO SERIES B KPCB HOLDINGS, INC. N 1041195 04/30/2018 CASH COMMON 09/27/2018 CONVERTIBLE NOTE TO CONVERTED SERIES B KPCK HOLDINGS, INC N 622948 09/27/2018 CASH COMMON 02/27/2020 CONVERTIBLE NOTE CONVERTED TO COMMON AT IPO KPCB HOLDINGS, INC. N 1526001 02/27/2020 CASH Y 08/14/2023 Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for KPCB Holdings, Inc.