0001209191-17-050460.txt : 20170828 0001209191-17-050460.hdr.sgml : 20170828 20170828175854 ACCESSION NUMBER: 0001209191-17-050460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170825 FILED AS OF DATE: 20170828 DATE AS OF CHANGE: 20170828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT ERIC E CENTRAL INDEX KEY: 0001242463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 171055642 MAIL ADDRESS: STREET 1: C/O GOOGLE INC STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-25 0 0001652044 Alphabet Inc. GOOG 0001242463 SCHMIDT ERIC E C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 0 0 Executive Chairman Class A Common Stock 2017-08-25 4 C 0 2625 0.00 A 78868 D Class C Capital Stock 2017-08-25 4 C 0 2625 0.00 A 1276701 D Class C Google Stock Units 2017-08-25 4 C 0 2625 0.00 D 35815 D Class C Google Stock Units 2017-08-25 4 F 0 2866 921.28 D 32949 D Class A Google Stock Units 2017-08-25 4 C 0 2625 0.00 D 35815 D Class A Google Stock Units 2017-08-25 4 F 0 2866 936.89 D 32949 D Class C Capital Stock 134731 I By The Schmidt Investments, LP Class C Capital Stock 518624 I By The Schmidt Investments LP Fund II Class C Capital Stock 2393558 I By The Schmidt Family Living Trust Option to Purchase Class C Capital Stock 305.388 2021-02-02 Class C Capital Stock 181840 181840 D Option to Purchase Class A Common Stock 306.612 2021-02-02 Class A Common Stock 181840 181840 D Class B Common Stock 0.00 Class A Common Stock 2386799 2386799 I By The Schmidt Family Living Trust Class B Common Stock 0.00 Class A Common Stock 599723 599723 I By The Schmidt Investments LP Fund II Class B Common Stock 0.00 Class A Common Stock 134731 134731 I By The Schmidt Investments LP Class B Common Stock 0.00 Class A Common Stock 1194309 1194309 D Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly until the GSUs are fully vested, subject to continued employment on such vesting dates. Shares withheld to satisfy tax obligations arising out of vesting of GSUs. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/16th of the GSUs vested on May 25, 2015 and an additional 1/16th will vest quarterly thereafter until the units are fully vested, subject to continued employment on such vesting dates. Option is fully vested. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. /s/ Valentina Margulis, Attorney-in-Fact for Eric E. Schmidt 2017-08-25