0001747079-21-000078.txt : 20210316 0001747079-21-000078.hdr.sgml : 20210316 20210316162746 ACCESSION NUMBER: 0001747079-21-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPP STEPHEN H CENTRAL INDEX KEY: 0001242287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38850 FILM NUMBER: 21746095 MAIL ADDRESS: STREET 1: C/O PINNACLE ENTERTAINMENT INC STREET 2: 8918 SPANISH RIDGE AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bally's Corp CENTRAL INDEX KEY: 0001747079 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 200904604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 TWIN RIVER ROAD CITY: LINCOLN STATE: RI ZIP: 02865 BUSINESS PHONE: (401) 475-8474 MAIL ADDRESS: STREET 1: 100 TWIN RIVER ROAD CITY: LINCOLN STATE: RI ZIP: 02865 FORMER COMPANY: FORMER CONFORMED NAME: Twin River Worldwide Holdings, Inc. DATE OF NAME CHANGE: 20201105 FORMER COMPANY: FORMER CONFORMED NAME: Bally's Corp DATE OF NAME CHANGE: 20201103 FORMER COMPANY: FORMER CONFORMED NAME: Twin River Worldwide Holdings, Inc. DATE OF NAME CHANGE: 20180718 4 1 wf-form4_161592644411097.xml FORM 4 X0306 4 2021-03-15 0 0001747079 Bally's Corp BALY 0001242287 CAPP STEPHEN H C/O BALLY'S CORPORATION 100 WESTMINSTER STREET PROVIDENCE RI 02903 0 1 0 0 Executive Vice President, CFO Common Stock 2021-03-15 4 A 0 6526 0 A 313634 D Common Stock 2021-03-15 4 F 0 2952 71.58 D 310682 D Common Stock 3000 I By Spouse On March 15, 2021, the reporting person was granted 13,051 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 6,526 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 6,526 shares of the Company's common stock to the reporting person. As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 6,526 shares of the Company's common stock. The Company retained 2,952 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting. /s/ Joseph McGrail, Attorney- In Fact 2021-03-16