0001493152-16-009652.txt : 20160511 0001493152-16-009652.hdr.sgml : 20160511 20160511183626 ACCESSION NUMBER: 0001493152-16-009652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TearLab Corp CENTRAL INDEX KEY: 0001299139 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 593434771 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9980 HUENNEKENS ST. STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-794-1400 MAIL ADDRESS: STREET 1: 9980 HUENNEKENS ST. STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: OccuLogix, Inc. DATE OF NAME CHANGE: 20040730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDSTROM RICHARD L MD CENTRAL INDEX KEY: 0001242177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51030 FILM NUMBER: 161641197 MAIL ADDRESS: STREET 1: 2811 WESTWOOD PL CITY: WAYZATA STATE: MN ZIP: 55391 4 1 form4.xml X0306 4 2016-05-09 0 0001299139 TearLab Corp TEAR 0001242177 LINDSTROM RICHARD L MD 9980 HUENNEKENS ST., STE 100 SAN DIEGO CA 92121 1 0 0 0 Common Stock 2016-05-09 4 P 0 133332 A 147780 D Warrant 1.125 2016-05-09 4 P 0 66666 A 2021-05-09 Common Stock 66666 66666 D The reported securities are included within 133,332 Class A Units of TEAR, purchased by the reporting person for $0.75 per Unit. Each Unit consists of one share of common stock and a warrant to purchase 0.5 shares of common stock at an exercise price of $1.125 per full share of common stock. The warrant will be exercisable from the later of (i) stockholder approval to increase the authorized number of shares of common stock of TEAR, and (ii) 12 months from the date of issuance and will expire five years from the date on which such warrant becomes exercisable. /s/ Richard Lindstrom 2016-05-11