0001104659-21-084298.txt : 20210622 0001104659-21-084298.hdr.sgml : 20210622 20210622200149 ACCESSION NUMBER: 0001104659-21-084298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210618 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDSTROM RICHARD L MD CENTRAL INDEX KEY: 0001242177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36554 FILM NUMBER: 211036887 MAIL ADDRESS: STREET 1: 2811 WESTWOOD PL CITY: WAYZATA STATE: MN ZIP: 55391 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC CENTRAL INDEX KEY: 0001393434 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-895-3235 MAIL ADDRESS: STREET 1: 24 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: I-THERAPEUTIX INC DATE OF NAME CHANGE: 20070315 4 1 tm2120338-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-18 0 0001393434 OCULAR THERAPEUTIX, INC OCUL 0001242177 LINDSTROM RICHARD L MD C/O OCULAR THERAPEUTIX, INC. 24 CROSBY DRIVE BEDFORD, MA 01730 1 0 0 0 Stock Option (Right to Buy) 13.51 2021-06-18 4 A 0 18000 0 A 2031-06-17 Common stock 18000 18000 D Vests with respect to 100% of the securities on the first anniversary of the grant date. /s/ Donald Notman, Attorney-in-Fact for Richard L. Lindstrom, M.D. 2021-06-22