0001209191-17-065913.txt : 20171215
0001209191-17-065913.hdr.sgml : 20171215
20171215161944
ACCESSION NUMBER: 0001209191-17-065913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171211
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PULLINS JERALD L
CENTRAL INDEX KEY: 0001242160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37497
FILM NUMBER: 171259188
MAIL ADDRESS:
STREET 1: 1300 W SAM HOUSTON PKWY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Live Oak Bancshares, Inc.
CENTRAL INDEX KEY: 0001462120
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 264596286
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1741 TIBURON DRIVE
CITY: WILMINGTON
STATE: NC
ZIP: 28403
BUSINESS PHONE: 910-790-5867
MAIL ADDRESS:
STREET 1: 1741 TIBURON DRIVE
CITY: WILMINGTON
STATE: NC
ZIP: 28403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-11
0
0001462120
Live Oak Bancshares, Inc.
LOB
0001242160
PULLINS JERALD L
1741 TIBURON DRIVE
WILMINGTON
NC
28403
1
0
0
0
Voting Common Stock
2017-12-11
5
G
0
E
1000
0.00
D
236272
D
Restricted Stock Units
Voting Common Stock
1210
1210
D
Stock Option (right to buy)
4.40
2024-03-26
Voting Common Stock
30000
30000
D
Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.
The restricted units vest on May 9, 2018.
The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.
/s/ Jonathan A. Greene, by Power of Attorney
2017-12-15