0001209191-17-065913.txt : 20171215 0001209191-17-065913.hdr.sgml : 20171215 20171215161944 ACCESSION NUMBER: 0001209191-17-065913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PULLINS JERALD L CENTRAL INDEX KEY: 0001242160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 171259188 MAIL ADDRESS: STREET 1: 1300 W SAM HOUSTON PKWY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-11 0 0001462120 Live Oak Bancshares, Inc. LOB 0001242160 PULLINS JERALD L 1741 TIBURON DRIVE WILMINGTON NC 28403 1 0 0 0 Voting Common Stock 2017-12-11 5 G 0 E 1000 0.00 D 236272 D Restricted Stock Units Voting Common Stock 1210 1210 D Stock Option (right to buy) 4.40 2024-03-26 Voting Common Stock 30000 30000 D Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. The restricted units vest on May 9, 2018. The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021. /s/ Jonathan A. Greene, by Power of Attorney 2017-12-15