0000899243-23-006465.txt : 20230228 0000899243-23-006465.hdr.sgml : 20230228 20230228185510 ACCESSION NUMBER: 0000899243-23-006465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230224 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIEHAUS ROBERT H CENTRAL INDEX KEY: 0001241677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688593 MAIL ADDRESS: STREET 1: 4747 GAILLARDIA PARKWAY CITY: OKLAHOMA CITY STATE: OK ZIP: 73142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhill Capital Partners (GHL) III, L.P. CENTRAL INDEX KEY: 0001505993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688590 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 389-1561 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhill Capital Partners (Employees) III, L.P. CENTRAL INDEX KEY: 0001505994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688591 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 389-1561 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhill Capital Partners (Cayman Islands) III, L.P. CENTRAL INDEX KEY: 0001505995 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688589 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 389-1561 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhill Capital Partners III, L.P. CENTRAL INDEX KEY: 0001505996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688592 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 389-1561 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCP Capital Partners (Cayman) IV, L.P. CENTRAL INDEX KEY: 0001724988 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688588 BUSINESS ADDRESS: STREET 1: C/O GCP CAPITAL PARTNERS LLC STREET 2: 600 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-894-0600 MAIL ADDRESS: STREET 1: C/O GCP CAPITAL PARTNERS LLC STREET 2: 600 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GCP Capital Partners IV, L.P. CENTRAL INDEX KEY: 0001724991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 23688587 BUSINESS ADDRESS: STREET 1: C/O GCP CAPITAL PARTNERS LLC STREET 2: 600 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-894-0600 MAIL ADDRESS: STREET 1: C/O GCP CAPITAL PARTNERS LLC STREET 2: 600 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeta Global Holdings Corp. CENTRAL INDEX KEY: 0001851003 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800814458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 967-5055 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-24 0 0001851003 Zeta Global Holdings Corp. ZETA 0001241677 NIEHAUS ROBERT H 600 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10022 1 0 0 0 0001505996 Greenhill Capital Partners III, L.P. 600 LEXINGTON AVE., 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other 0001505994 Greenhill Capital Partners (Employees) III, L.P. 600 LEXINGTON AVE. 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other 0001505993 Greenhill Capital Partners (GHL) III, L.P. 600 LEXINGTON AVE. 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other 0001505995 Greenhill Capital Partners (Cayman Islands) III, L.P. 600 LEXINGTON AVE. 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other 0001724988 GCP Capital Partners (Cayman) IV, L.P. 600 LEXINGTON AVE. 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other 0001724991 GCP Capital Partners IV, L.P. 600 LEXINGTON AVE. 31ST FLOOR NEW YORK NY 10022 0 0 0 1 Other Common Stock 2023-02-24 4 S 0 170985 10.31 D 15746891 I See Footnote Common Stock 2023-02-27 4 S 0 380882 11.11 D 15366009 I See Footnote Common Stock 35128 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2022. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $10.00 to $10.55, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The general partner of Greenhill III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. The general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Greenhill shareholders, and share such powers. Mr. Niehaus, a member of the Issuer's board of directors, is a member of the investment committee of Greenhill Capital Partners, and may be deemed to share voting and investment power over the shares held by the entities associated with Greenhill Capital Partners. Aggregate shares sold consist of (i) 277,335 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P., of which GCP Managing Partner III, L.P. ("Greenhill III GP") is the general partner; (ii) 54,325 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P., of which Greenhill III GP is the general partner; (iii) 115,668 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P. of which Greenhill III GP is the general partner; (iv) 50,097 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P. of which Greenhill III GP is the general partner; (v) 53,435 shares of Class A common stock held directly by GCP Capital Partners IV, L.P. of which GCP Managing Partner IV, L.P. ("GCP IV GP") is the general partner; and (Continued from Footnote 4) (vi) 1,007 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. of which GCP IV GP is the general partner. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $11.00 to $11.28, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission and any security holder of Zeta Global Holdings Corp., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Total shares consists of: (i) 7,261,236 shares of Class A common stock held directly by Greenhill Capital Partners III, L.P.; (ii) 1,422,319 shares of Class A common stock held directly by Greenhill Capital Partners (Cayman Islands) III, L.P.; (iii) 3,028,397 shares of Class A common stock held directly by Greenhill Capital Partners (Employees) III, L.P.; (iv) 1,311,619 shares of Class A common stock held directly by Greenhill Capital Partners (GHL) III, L.P.; (v) 1,418,780 shares of Class A common stock held directly by GCP Capital Partners IV, L.P.; and (vi) 26,727 shares of Class A common stock held directly by GCP Capital Partners (Cayman) IV, L.P. Also includes 896,931 shares of restricted Class A common stock. See Exhibit 99.1 - Joint Filer Information /s/ Robert Niehaus 2023-02-28 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1

                            Joint Filer Information

Each of the following joint filers has designated Greenhill Capital Partners
III, L.P. as the "Designated Filer" for purposes of the attached Form 4:

Date of Event Requiring Statement: February 24, 2023 Issuer Name and Ticker
or Trading Symbol: Zeta Global Holdings Corp. [ZETA]

       1. Greenhill Capital Partners III, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

       2. Greenhill Capital Partners (Employees) III, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

       3. Greenhill Capital Partners (GHL) III, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

       4. Greenhill Capital Partners (Cayman Islands) III, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

       5. GCP Capital Partners (Cayman) IV, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

       6. GCP Capital Partners IV, L.P.
          600 Lexington Ave.
          31st Floor
          New York, NY 10022

Greenhill Capital Partners  III, L.P

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin Title:
Managing Director


Greenhill Capital Partners (Employees) III, L.P.

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin
Title: Managing Director


Greenhill Capital Partners (GHL) III, L.P.

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin
Title: Managing Director


Greenhill Capital Partners (Cayman Islands) III, L.P.

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin
Title: Managing Director


GCP Capital Partners (Cayman) IV, L.P.

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin
Title: Managing Director


GCP Capital Partners IV, L.P.

By:                                   /s/ Boris Gutin
                                    -----------------------------
Name: Boris Gutin
Title: Managing Director