0001062993-22-003062.txt : 20220208
0001062993-22-003062.hdr.sgml : 20220208
20220208153514
ACCESSION NUMBER: 0001062993-22-003062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220204
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RABAUT THOMAS W
CENTRAL INDEX KEY: 0001241605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 22600922
MAIL ADDRESS:
STREET 1: C/O CYTEC INDUSTRIES INC
STREET 2: 5 GARRET MOUNTAIN PLAZA
CITY: WEST PATERSON
STATE: NJ
ZIP: 07424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-04
0001411207
Allison Transmission Holdings Inc
ALSN
0001241605
RABAUT THOMAS W
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
Common Stock
2022-02-04
4
A
0
550
0
A
1151
D
Common Stock
63163
I
Thomas Willi Rabaut Living Trust DTD 7/23/1999
These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
The number of shares of common stock received was calculated based on $38.58, which was the closing price of the Company's common stock on the date of grant.
The number of shares reported as indirectly held includes: (1) 7,000 shares that were purchased by the Reporting Person on March 20, 2012 by the Reporting Person's living trust that were incorrectly included in the directly held total, (2) 3,211 shares received as part of the Reporting Person's annual equity award on May 8, 2014, that were inadvertently not included in the total number of shares owned by the Reporting Person and were subsequently transferred to the Reporting Person's living trust on November 10, 2021, and (3) 5,475 shares that were purchased by the Reporting Person on November 12, 2021, via the Reporting Person's living trust but were incorrectly reported as being directly held.
/s/ Jacalyn C. Bolles, attorney-in-fact
2022-02-08