0001758766-22-000056.txt : 20220317
0001758766-22-000056.hdr.sgml : 20220317
20220317214940
ACCESSION NUMBER: 0001758766-22-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220317
DATE AS OF CHANGE: 20220317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUSH WILLIAM JOHN
CENTRAL INDEX KEY: 0001241516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 22750927
MAIL ADDRESS:
STREET 1: 539 BRYANT STREET
STREET 2: SUITE 403
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
4
1
wf-form4_164756816553973.xml
FORM 4
X0306
4
2022-03-15
0
0001758766
STEM, INC.
STEM
0001241516
BUSH WILLIAM JOHN
100 CALIFORNIA STREET
14TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
Chief Financial Officer
Common Stock, Par Value $0.0001 Per Share
2022-03-15
4
M
0
105928
1.67
A
400719
D
Common Stock, Par Value $0.0001 Per Share
2022-03-15
4
F
0
51703
7.96
D
349016
D
Common Stock, Par Value $0.0001 Per Share
2022-03-15
4
M
0
74072
2.41
A
423088
D
Common Stock, Par Value $0.0001 Per Share
2022-03-15
4
F
0
41820
7.96
D
381268
D
Stock Option (Right to Buy)
1.67
2022-03-15
4
M
0
105928
7.96
D
2020-11-07
2027-05-30
Common Stock, Par Value $0.0001 Per Share
105928.0
896218
D
Stock Option (Right to Buy)
2.41
2022-03-15
4
M
0
74072
7.96
D
2022-01-18
2029-10-21
Common Stock, Par Value $0.0001 Per Share
74072.0
822146
D
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.
/s/ William Bush
2022-03-17