0001758766-21-000161.txt : 20210827 0001758766-21-000161.hdr.sgml : 20210827 20210827172643 ACCESSION NUMBER: 0001758766-21-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210825 FILED AS OF DATE: 20210827 DATE AS OF CHANGE: 20210827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSH WILLIAM JOHN CENTRAL INDEX KEY: 0001241516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 211220160 MAIL ADDRESS: STREET 1: 539 BRYANT STREET STREET 2: SUITE 403 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 264466193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 4 1 wf-form4_163009958578464.xml FORM 4 X0306 4 2021-08-25 0 0001758766 STEM, INC. STEM 0001241516 BUSH WILLIAM JOHN 100 CALIFORNIA STREET 14TH FLOOR SAN FRANCISCO CA 94111 0 1 0 0 Chief Financial Officer Common Stock, Par Value $0.0001 Per Share 2021-08-25 4 M 0 150000 1.67 A 407207 D Common Stock, Par Value $0.0001 Per Share 2021-08-25 4 F 0 74504 24.87 D 332703 D Stock Option (Right to Buy) 1.67 2021-08-25 4 M 0 150000 24.87 D 2020-11-07 2027-05-30 Common Stock, Par Value $0.0001 Per Share 150000.0 855611 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. /s/ William Bush 2021-08-27