0001758766-21-000064.txt : 20210528
0001758766-21-000064.hdr.sgml : 20210528
20210528155054
ACCESSION NUMBER: 0001758766-21-000064
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210428
FILED AS OF DATE: 20210528
DATE AS OF CHANGE: 20210528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUSH WILLIAM JOHN
CENTRAL INDEX KEY: 0001241516
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39455
FILM NUMBER: 21979888
MAIL ADDRESS:
STREET 1: 539 BRYANT STREET
STREET 2: SUITE 403
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEM, INC.
CENTRAL INDEX KEY: 0001758766
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 264466193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 ROLLINS ROAD
CITY: MILLBRAE
STATE: CA
ZIP: 94030
BUSINESS PHONE: (415) 937-7836
MAIL ADDRESS:
STREET 1: 100 ROLLINS ROAD
CITY: MILLBRAE
STATE: CA
ZIP: 94030
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Transition Corp.
DATE OF NAME CHANGE: 20200714
FORMER COMPANY:
FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp.
DATE OF NAME CHANGE: 20181119
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Acquisition Corp.
DATE OF NAME CHANGE: 20181109
3
1
wf-form3_162223143486993.xml
FORM 3
X0206
3
2021-04-28
0
0001758766
STEM, INC.
STEM
0001241516
BUSH WILLIAM JOHN
100 ROLLINS ROAD
MILLBRAE
CA
94030
0
1
0
0
Chief Financial Officer
Common Stock
257207
D
Stock Option
1.67
2020-11-07
2027-05-30
Common Stock
255933.0
D
Stock Option
2.41
2029-10-21
Common Stock
268630.0
D
Stock Option
6.81
2020-12-03
2030-12-02
Common Stock
99608.0
D
Stock Option
6.81
2030-12-02
Common Stock
341977.0
D
25% of the shares underlying the option vest on the first anniversary date, and the remaining shares underlying the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the option vest ratably over a four-year period, subject to the Reporting Person's continuous employment with the Issuer on each such date.
William Bush
2021-05-28