0001567619-20-001303.txt : 20200121 0001567619-20-001303.hdr.sgml : 20200121 20200121165720 ACCESSION NUMBER: 0001567619-20-001303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200116 FILED AS OF DATE: 20200121 DATE AS OF CHANGE: 20200121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON DAVID HUGO CENTRAL INDEX KEY: 0001241405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38681 FILM NUMBER: 20536870 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northwest Natural Holding Co CENTRAL INDEX KEY: 0001733998 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 824710680 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 NW SECOND AVENUE CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-226-4211 MAIL ADDRESS: STREET 1: 220 NW SECOND AVENUE CITY: PORTLAND STATE: OR ZIP: 97209 4 1 doc1.xml FORM 4 X0306 4 2020-01-16 0 0001733998 Northwest Natural Holding Co NWN 0001241405 ANDERSON DAVID HUGO 220 NW SECOND AVENUE PORTLAND OR 97209 1 1 0 0 President & CEO Common Stock 2020-01-16 4 J 0 1545 0 D 21190.36 I See Footnote Common Stock 2020-01-16 4 J 0 1545 0 A 78104.761 D Common Stock 2020-01-16 4 S 0 666 73.5152 D 20524.36 I See Footnote Common Stock 1028.484 I See Footnote Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014 and December 2, 2015. Reflects shares that have been credited to reporting person's account under the issuer's DCP. These shares were issued in connection with the reporting person's elections on November 18, 2014 and December 2, 2015 to participate in the issuer's DCP, which specifies that taxes shall be withheld from distributions. Pursuant to the DCP and the reporting person's election, these shares were sold to pay taxes on the DCP distribution made on January 16, 2020. This transaction was executed in aggregate along with stock sales of other DCP participants who received DCP stock distributions on January 16, 2020 and elected to have taxes withheld (The Transaction). The Transaction was executed in multiple trades on reported date with prices ranging from $73.06 - $74.07, resulting in average price of $73.5152. Northwest Natural Holding Company will provide upon request by Commission staff or a security holder of the issuer full information regarding the number of shares sold at each separate price. Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of December 31, 2019. Shawn M. Filippi, Attorney-in-Fact 2020-01-21