0001315137-16-000009.txt : 20160108 0001315137-16-000009.hdr.sgml : 20160108 20160108151838 ACCESSION NUMBER: 0001315137-16-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160107 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund CENTRAL INDEX KEY: 0001636289 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3222 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Income & Growth Opportunities Fund DATE OF NAME CHANGE: 20150311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASS JUSTIN CENTRAL INDEX KEY: 0001240810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23039 FILM NUMBER: 161332918 MAIL ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-07 0 0001636289 AllianzGI Diversified Income & Convertible Fund ACV 0001240810 KASS JUSTIN 1633 BROADWAY NEW YORK NY 10019 0 0 0 1 Portfolio Manager Common Stock 2016-01-07 4 P 0 11000 17.7796 A 14374.0253 D The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $17.7600 to $17.7800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. /s/ Thomas J. Fuccillo, Attorney-in-Fact for Justin Kass 2016-01-08