0001209191-19-042150.txt : 20190716 0001209191-19-042150.hdr.sgml : 20190716 20190716144834 ACCESSION NUMBER: 0001209191-19-042150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190712 FILED AS OF DATE: 20190716 DATE AS OF CHANGE: 20190716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASS JUSTIN CENTRAL INDEX KEY: 0001240810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23039 FILM NUMBER: 19956927 MAIL ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund CENTRAL INDEX KEY: 0001636289 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3222 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Income & Growth Opportunities Fund DATE OF NAME CHANGE: 20150311 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-12 0 0001636289 AllianzGI Diversified Income & Convertible Fund ACV 0001240810 KASS JUSTIN 1633 BROADWAY NEW YORK NY 10019 0 0 0 1 Portfolio Manager Common Stock 2019-07-12 4 S 0 13424 23.6894 D 8005.8589 D Common Stock 2019-07-15 4 S 0 3276 23.6681 D 4729.8589 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.65 to $23.71, inclusive. The reporting person undertakes to provide to AllianzGI Diversified Income & Convertible Fund ("ACV"), any security holder of ACV, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Number of Securities Beneficially Owned Following Reported Transactions includes 1,355.8336 shares acquired through dividend reinvestments. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.6501 to $23.67, inclusive. The reporting person undertakes to provide to ACV, any security holder of ACV, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Justin Kass 2019-07-16