0001209191-20-038656.txt : 20200623 0001209191-20-038656.hdr.sgml : 20200623 20200623195707 ACCESSION NUMBER: 0001209191-20-038656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200619 FILED AS OF DATE: 20200623 DATE AS OF CHANGE: 20200623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN DANIEL J CENTRAL INDEX KEY: 0001240590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 20983537 MAIL ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-19 0 0001372612 BOX INC BOX 0001240590 LEVIN DANIEL J 900 JEFFERSON AVE REDWOOD CITY CA 94063 1 0 0 0 Class A Common Stock 2020-06-19 4 M 0 14100 0.00 A 142700 I See footnote Class A Common Stock 2020-06-19 4 S 0 14100 19.80 D 128600 I See footnote Class A Common Stock 2020-06-22 4 M 0 10770 0.00 A 139370 I See footnote Class A Common Stock 2020-06-22 4 S 0 10770 19.84 D 128600 I See footnote Class A Common Stock 2020-06-22 4 M 0 55142 0.00 A 183742 I See footnote Class A Common Stock 2020-06-22 4 S 0 55142 20.98 D 128600 I See footnote Class A Common Stock 11106 D Employee Stock Option (right to buy) 4.63 2020-06-19 4 M 0 14100 0.00 D 2023-04-19 Class A Common Stock 14100 110770 I See footnote Employee Stock Option (right to buy) 4.63 2020-06-22 4 M 0 10770 0.00 D 2023-04-19 Class A Common Stock 10770 100000 I See footnote Employee Stock Option (right to buy) 4.63 2020-06-22 4 M 0 55142 0.00 D 2023-04-19 Class A Common Stock 55142 50000 I See footnote The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust. This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $19.80 to $19.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $20.93 to $21.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. All of this option grant's shares became fully exercisable as of 07/29/2014. All of this option grant's shares became fully exercisable as of 02/01/2017. /s/ David Leeb, Attorney-in-Fact 2020-06-23