0001209191-16-127473.txt : 20160613 0001209191-16-127473.hdr.sgml : 20160613 20160613200748 ACCESSION NUMBER: 0001209191-16-127473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160609 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN DANIEL J CENTRAL INDEX KEY: 0001240590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 161711828 MAIL ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-09 0 0001372612 BOX INC BOX 0001240590 LEVIN DANIEL J 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 1 1 0 0 President & COO Class A Common Stock 2016-06-09 4 C 0 83011 0.00 A 83011 I See footnote Class A Common Stock 2016-06-09 4 J 0 83011 0.00 D 0 I See footnote Class A Common Stock 2016-06-09 4 C 0 83011 0.00 A 83011 I See footnote Class A Common Stock 2016-06-09 4 J 0 83011 0.00 D 0 I See footnote Class A Common Stock 3079 D Class B Common Stock Class A Common Stock 1388600 1388600 I See footnote Class B Common Stock 2016-06-09 4 C 0 83011 0.00 D Class A Common Stock 83011 0 I See footnote Class B Common Stock 2016-06-09 4 C 0 83011 0.00 D Class A Common Stock 83011 0 I See footnote The shares are held of record by the Daniel Levin GRAT dated 12/10/13 ("Levin GRAT"), for which the Reporting Person serves as trustee. Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Levin GRAT. The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13 ("Andrews GRAT"), for which the Reporting Person's spouse serves as trustee. Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Andrews GRAT. These shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. This amount reflects the transfer of 51,173 shares of Class B Common Stock from the Levin GRAT and 51,173 shares of Class B Common Stock from the Andrews GRAT to Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99 ("Levin/Andrews Family Trust") as an annuity payment. The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust. /s/ Peter McGoff, Attorney-in-Fact 2016-06-13