0001209191-16-127473.txt : 20160613
0001209191-16-127473.hdr.sgml : 20160613
20160613200748
ACCESSION NUMBER: 0001209191-16-127473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160609
FILED AS OF DATE: 20160613
DATE AS OF CHANGE: 20160613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVIN DANIEL J
CENTRAL INDEX KEY: 0001240590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 161711828
MAIL ADDRESS:
STREET 1: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-09
0
0001372612
BOX INC
BOX
0001240590
LEVIN DANIEL J
900 JEFFERSON AVENUE
REDWOOD CITY
CA
94063
1
1
0
0
President & COO
Class A Common Stock
2016-06-09
4
C
0
83011
0.00
A
83011
I
See footnote
Class A Common Stock
2016-06-09
4
J
0
83011
0.00
D
0
I
See footnote
Class A Common Stock
2016-06-09
4
C
0
83011
0.00
A
83011
I
See footnote
Class A Common Stock
2016-06-09
4
J
0
83011
0.00
D
0
I
See footnote
Class A Common Stock
3079
D
Class B Common Stock
Class A Common Stock
1388600
1388600
I
See footnote
Class B Common Stock
2016-06-09
4
C
0
83011
0.00
D
Class A Common Stock
83011
0
I
See footnote
Class B Common Stock
2016-06-09
4
C
0
83011
0.00
D
Class A Common Stock
83011
0
I
See footnote
The shares are held of record by the Daniel Levin GRAT dated 12/10/13 ("Levin GRAT"), for which the Reporting Person serves as trustee.
Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Levin GRAT.
The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13 ("Andrews GRAT"), for which the Reporting Person's spouse serves as trustee.
Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Andrews GRAT.
These shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This amount reflects the transfer of 51,173 shares of Class B Common Stock from the Levin GRAT and 51,173 shares of Class B Common Stock from the Andrews GRAT to Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99 ("Levin/Andrews Family Trust") as an annuity payment.
The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
/s/ Peter McGoff, Attorney-in-Fact
2016-06-13