0000899243-18-007257.txt : 20180313 0000899243-18-007257.hdr.sgml : 20180313 20180313161024 ACCESSION NUMBER: 0000899243-18-007257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPOHLER BRUCE J CENTRAL INDEX KEY: 0001240586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00849 FILM NUMBER: 18686568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solar Senior Capital Ltd. CENTRAL INDEX KEY: 0001508171 IRS NUMBER: 274288022 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 993-1670 MAIL ADDRESS: STREET 1: 500 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001508171 Solar Senior Capital Ltd. SUNS 0001240586 SPOHLER BRUCE J C/O SOLAR SENIOR CAPITAL LTD., 500 PARK AVENUE NEW YORK NY 10022 1 1 0 0 See Remarks Restricted Stock Units 2018-03-09 4 A 0 36735.8783 0.00 D Common Stock, par value $0.01 per share 36735.8783 36735.8783 I See Footnote Grants of new restricted stock units ("RSUs") with respect to 36,735.8783 shares held by Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan") to certain of Solar Capital Partners, LLC's employees pursuant to Restricted Stock Unit Agreements, dated March 9, 2018. Shares of the common stock of Solar Senior Capital Ltd. (the "Issuer") underlying the RSUs are scheduled to vest in installments of 50% on March 1, 2020 and 50% on March 1, 2021. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the SCP Plan administrators, Bruce J. Spohler and Michael S. Gross. Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Chief Operating Officer and Director /s/ Bruce J. Spohler 2018-03-13