0001683168-17-000477.txt : 20170302 0001683168-17-000477.hdr.sgml : 20170302 20170302160607 ACCESSION NUMBER: 0001683168-17-000477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBARI SHARON SURREY CENTRAL INDEX KEY: 0001240499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 17658740 MAIL ADDRESS: STREET 1: 280 EAST GRAND AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 barbari_f4.xml OWNERSHIP DOCUMENT X0306 4 2017-02-28 0 0001367083 Sonoma Pharmaceuticals, Inc. SNOA 0001240499 BARBARI SHARON SURREY C/O SONOMA PHARMACEUTICALS, INC. 1129 NORTH MCDOWELL BLVD. PETALUMA CA 94954 1 0 0 0 Common Stock, $0.0001 par value per share 2017-02-28 4 A 0 2250 A 8494 D Common Stock, $0.0001 par value per share 2017-03-01 4 A 0 710 A 9204 D The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan. The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. /s/ Robert Miller as attorney-in-fact 2017-03-02