0001683168-17-000477.txt : 20170302
0001683168-17-000477.hdr.sgml : 20170302
20170302160607
ACCESSION NUMBER: 0001683168-17-000477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: 707-283-0550
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARBARI SHARON SURREY
CENTRAL INDEX KEY: 0001240499
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 17658740
MAIL ADDRESS:
STREET 1: 280 EAST GRAND AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
barbari_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-02-28
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001240499
BARBARI SHARON SURREY
C/O SONOMA PHARMACEUTICALS, INC.
1129 NORTH MCDOWELL BLVD.
PETALUMA
CA
94954
1
0
0
0
Common Stock, $0.0001 par value per share
2017-02-28
4
A
0
2250
A
8494
D
Common Stock, $0.0001 par value per share
2017-03-01
4
A
0
710
A
9204
D
The stock was granted by the Issuer as an annual grant pursuant to the Non-Employee Director Compensation Plan.
The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan.
/s/ Robert Miller as attorney-in-fact
2017-03-02