0000914851-20-000065.txt : 20200317 0000914851-20-000065.hdr.sgml : 20200317 20200317112222 ACCESSION NUMBER: 0000914851-20-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRONIN DANIEL P CENTRAL INDEX KEY: 0001240480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21467 FILM NUMBER: 20719830 BUSINESS ADDRESS: STREET 1: PFIZER INC STREET 2: 235 EAST 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: 235 EAST 42ND ST CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LMP CAPITAL & INCOME FUND INC. CENTRAL INDEX KEY: 0001270131 IRS NUMBER: 470936930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O LEGG MASON & CO. LLC STREET 2: 620 EIGHTH AVE., 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-805-6024 MAIL ADDRESS: STREET 1: C/O LEGG MASON & CO. LLC STREET 2: 620 EIGHTH AVE., 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON BROTHERS CAPITAL & INCOME FUND INC DATE OF NAME CHANGE: 20031219 FORMER COMPANY: FORMER CONFORMED NAME: SALOMON BROTHERS EQUITY & INCOME FUND INC DATE OF NAME CHANGE: 20031113 4 1 wf-form4_158445852242997.xml FORM 4 X0306 4 2020-03-13 0 0001270131 LMP CAPITAL & INCOME FUND INC. SCD 0001240480 CRONIN DANIEL P 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 2020-03-13 4 P 0 3000 9.0255 A 9425.022 D The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. /s/ George P. Hoyt by Power of Attorney for Daniel P. Cronin 2020-03-17