0000914851-20-000065.txt : 20200317
0000914851-20-000065.hdr.sgml : 20200317
20200317112222
ACCESSION NUMBER: 0000914851-20-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRONIN DANIEL P
CENTRAL INDEX KEY: 0001240480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21467
FILM NUMBER: 20719830
BUSINESS ADDRESS:
STREET 1: PFIZER INC
STREET 2: 235 EAST 42ND ST
CITY: NEW YORK
STATE: NY
ZIP: 10017
MAIL ADDRESS:
STREET 1: 235 EAST 42ND ST
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LMP CAPITAL & INCOME FUND INC.
CENTRAL INDEX KEY: 0001270131
IRS NUMBER: 470936930
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O LEGG MASON & CO. LLC
STREET 2: 620 EIGHTH AVE., 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-805-6024
MAIL ADDRESS:
STREET 1: C/O LEGG MASON & CO. LLC
STREET 2: 620 EIGHTH AVE., 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: SALOMON BROTHERS CAPITAL & INCOME FUND INC
DATE OF NAME CHANGE: 20031219
FORMER COMPANY:
FORMER CONFORMED NAME: SALOMON BROTHERS EQUITY & INCOME FUND INC
DATE OF NAME CHANGE: 20031113
4
1
wf-form4_158445852242997.xml
FORM 4
X0306
4
2020-03-13
0
0001270131
LMP CAPITAL & INCOME FUND INC.
SCD
0001240480
CRONIN DANIEL P
620 EIGHTH AVENUE
49TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2020-03-13
4
P
0
3000
9.0255
A
9425.022
D
The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund.
The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
/s/ George P. Hoyt by Power of Attorney for Daniel P. Cronin
2020-03-17