0000899243-18-013394.txt : 20180518 0000899243-18-013394.hdr.sgml : 20180518 20180518142349 ACCESSION NUMBER: 0000899243-18-013394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180518 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELGUERCIO ROCCO CENTRAL INDEX KEY: 0001240047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 18846133 MAIL ADDRESS: STREET 1: CREDIT SUISSE ASSET MANAGEMENT LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-18 0 0001578348 CM Finance Inc CMFN 0001240047 DELGUERCIO ROCCO C/O CM FINANCE INC 601 LEXINGTON AVE, 26TH FLOOR NEW YORK NY 10022 0 1 0 0 CFO, CCO & Treasurer Common Stock 2018-05-18 4 P 0 1000 8.675 A 2029.874 D Includes 29.874 shares acquired under the CM Finance Inc dividend reinvestment plan. /s/ Rocco DelGuercio 2018-05-18