SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DERRICO GEORGIA S

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Southern National Bancorp of Virginia Inc [ SONA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2020 P 2,652 A $15.0421 556,738(1)(2)(3)(4) D
Common Stock 02/26/2020 P 2,637 A $15.1307 559,375(1)(2)(3)(4) D
Common Stock 750(5) D
Common Stock 105,375(6) I By IRA
Common Stock 45,235(7) I By IRA
Common Stock 16,273(8) I By 401k Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $7.92 12/05/2013 12/05/2022 Common Stock 40,000(9) 40,000 D
Employee Stock Option (Right to Buy) $9.14 06/21/2014 06/21/2023 Common Stock 40,000(9) 80,000 D
Employee Stock Option (Right to Buy) $10.47 07/22/2015 07/22/2024 Common Stock 48,000(10) 128,000 D
Employee Stock Option (Right to Buy) $11.43 06/19/2016 06/19/2025 Common Stock 48,000(10)(11) 176,000 D
Employee Stock Option (Right to Buy) $11.99 06/16/2017 06/16/2026 Common Stock 48,000(10)(12) 224,000 D
1. Name and Address of Reporting Person*
DERRICO GEORGIA S

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
1. Name and Address of Reporting Person*
PORTER R RODERICK

(Last) (First) (Middle)
2954 BURRLAND LANE

(Street)
THE PLAINS VA 20198

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Executive Chairman
Explanation of Responses:
1. Includes restricted stock which vests in five annual installments beginning March 31, 2019. Owned as follows: 10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter.
2. Includes restricted stock which vests in five annual installments beginning January 24, 2020. Owned as follows: 10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter.
3. Includes restricted stock which vests in five annual installments beginning February 14, 2021. Owned as follows: 10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter.
4. These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
5. These shares are owned by Georgia S. Derrico.
6. These shares are held in an IRA owned by Georgia S. Derrico.
7. These shares are held in an IRA owned by R. Roderick Porter.
8. These shares are held in a 401k plan as follows: 8,074 by Georgia S. Derrico and 8,199 by R. Roderick Porter.
9. These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter.
10. These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter.
11. These options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20.
12. These options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19 9600 on 6/16/20, 9600 on 6/16/21.
Georgia S. Derrico 02/27/2020
R. Roderick Porter 02/27/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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