0001325670-16-000078.txt : 20160722 0001325670-16-000078.hdr.sgml : 20160722 20160722153059 ACCESSION NUMBER: 0001325670-16-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160617 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern National Bancorp of Virginia Inc CENTRAL INDEX KEY: 0001325670 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 201417448 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 BUSINESS PHONE: (434) 973-5242 MAIL ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER R RODERICK CENTRAL INDEX KEY: 0001249469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 161779637 MAIL ADDRESS: STREET 1: 2954 BURRLAND LANE CITY: THE PLAINS STATE: VA ZIP: 20198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DERRICO GEORGIA S CENTRAL INDEX KEY: 0001239905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 161779638 MAIL ADDRESS: STREET 1: 2954 BURRLAND LANE CITY: THE PLAINS STATE: VA ZIP: 20198 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-17 0 0001325670 Southern National Bancorp of Virginia Inc SONA 0001239905 DERRICO GEORGIA S 2954 BURRLAND LANE THE PLAINS VA 20198 0 1 0 0 Chairman of the Board 0001249469 PORTER R RODERICK 2954 BURRLAND LANE THE PLAINS VA 20198 0 1 0 0 President Southern National Bancorp of Virginia Common Stock 354702 D Southern National Bancorp of Virginia Common Stock 750 D Southern National Bancorp of Virginia Common Stock 105375 I By IRA Southern National Bancorp of Virginia Common Stock 45235 I By IRA Southern National Bancorp of Virginia Common Stock 12170 I by 401k Plan Warrants (Right to Buy) 9.09 2004-10-21 2017-04-14 Common Stock 16500 16500 D Employee Stock Option (Right to Buy) 9.2 2009-01-23 2018-01-23 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 5.5 2010-01-27 2019-01-27 Common Stock 22000 42000 D Employee Stock Option (Right to Buy) 8.02 2010-07-29 2019-07-29 Common Stock 10000 52000 D Employee Stock Option (Right to Buy) 7.04 2011-07-27 2020-07-27 Common Stock 10000 62000 D Employee Stock Option (Right to Buy) 7.2 2012-03-21 2021-03-21 Common Stock 40000 102000 D Employee Stock Option (Right to Buy) 7.92 2013-12-05 2022-12-05 Common Stock 40000 142000 D Employee Stock Option (Right to Buy) 9.14 2014-06-21 2023-06-21 Common Stock 40000 182000 D Employee Stock Option (Right to Buy) 10.47 2015-07-22 2024-07-22 Common Stock 48000 230000 D Employee Stock Option (Right to Buy) 11.43 2016-06-19 2025-06-19 Common Stock 48000 278000 D Employee Stock Option (Right to Buy) 11.99 2016-06-17 4 P 0 48000 11.99 A 2017-06-16 2026-06-16 Common Stock 48000 326000 D These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married. These shares are owned by Georgia S. Derrico. These shares are held in an IRA owned by Georgia S. Derrico. These shares are held in an IRA owned by R. Roderick Porter. These shares are held in a 401k plan as follows: 6068 by Georgia S. Derrico and 6102 by R. Roderick Porter. These warrants are owned as follows: 8250 by Georgia S. Derrico and 8250 by R. Roderick Porter. These options are owned as follows: 10000 by Georgia S. Derrico and 10000 by R. Roderick Porter. These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter. These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter. These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. These options are exercisable as follows: 8000 on 12/5/2013, 8000 on 12/5/2014, 8000 on 12/5/2015, 8000 on 12/5/2016, 8000 on 12/5/2017. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. These options are exercisable as follows: 8000 on 6/21/2014, 8000 on 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. These options are exercisable as follows: 9600 on 7/22/2015, 9600 on 7/22/2016, 9600 on 7/22/2017, 9600 on 7/22/2018, 9600 on 7/22/2019. These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter. These options are exercisable as follows: 9600 on 6/19/2016, 9600 on 6/19/2017, 9600 on 6/19/2018, 9600 on 6/19/2019, 9600 on 6/19/2020. These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter. These options are exercisable as follows: 9600 on 6/16/2017, 9600 on 6/16/2018, 9600 on 6/16/2019, 9600 on 6/16/2020, 9600 on 6/16/2021. These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter. Georgia S. Derrico 2016-07-22 R. Roderick Porter 2016-07-22